Richard W. Paul & Associates’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

Richard W. Paul & Associates’s Portfolio CWB Stock Details CWB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-2,428	Closed	-$170K	–	520
2023 Q2	$170K	Sell	2,428 -373	-13%	-$25.1K	0.07%	177
2023 Q1	$188K	Sell	2,801 -184	-6%	-$12.3K	0.09%	170
2022 Q4	$192K	Buy	+2,985	New	+$194K	0.1%	170

Other funds holding CWB

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

HCM

Howard Capital Management Roswell, Georgia $8.4B AUM 51.89% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $72.7B AUM 39.36% 1-Year Est. Return

NYLIM

New York Life Investment Management New York $14.3B AUM 34.42% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Richard W. Paul & Associates's CWB Position: Q3 2023 in Review

Richard W. Paul & Associates sold out of State Street SPDR Bloomberg Convertible Securities ETF (CWB) in Q3 2023, closing a stake of 2,428 shares — an estimated $170K sold.

Richard W. Paul & Associates first reported a position in CWB in Q4 2022 and held it in 3 quarters. The position peaked at $192K in Q4 2022. 461 funds tracked by Wall St. Rank hold CWB as of Q3 2023.

Richard W. Paul & Associates reported no remaining State Street SPDR Bloomberg Convertible Securities ETF position as of Q3 2023 after selling out during the quarter.
Richard W. Paul & Associates sold 2,428 State Street SPDR Bloomberg Convertible Securities ETF shares in Q3 2023, an estimated $170K.
Richard W. Paul & Associates first reported a position in State Street SPDR Bloomberg Convertible Securities ETF in Q4 2022 and held it in 3 quarters.
Richard W. Paul & Associates's State Street SPDR Bloomberg Convertible Securities ETF position peaked at $192K in Q4 2022.
461 funds tracked by Wall St. Rank held State Street SPDR Bloomberg Convertible Securities ETF as of Q3 2023.

Based on Richard W. Paul & Associates's 13F filing for Q3 2023, filed 12 Oct 2023.