Richard Pzena’s Annaly Capital Management NLY Stock Holding History

Richard Pzena’s Portfolio NLY Stock Details NLY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-3,654	Closed	-$129K	–	177
2019 Q3	$129K	Buy	3,654 +382	+12%	+$13.8K	﹤0.01%	173
2019 Q2	$120K	Buy	3,272 +433	+15%	+$16.5K	﹤0.01%	172
2019 Q1	$113K	Hold	2,839	–	–	﹤0.01%	171
2018 Q4	$111K	Hold	2,839	–	–	﹤0.01%	183
2018 Q3	$116K	Buy	+2,839	New	+$119K	﹤0.01%	182
2018 Q1	–	Sell	-2,949	Closed	-$140K	–	163
2017 Q4	$140K	Hold	2,949	–	–	﹤0.01%	156
2017 Q3	$144K	Sell	2,949 -278	-9%	-$13.6K	﹤0.01%	151
2017 Q2	$156K	Hold	3,227	–	–	﹤0.01%	152
2017 Q1	$143K	Buy	+3,227	New	+$137K	﹤0.01%	155
2016 Q4	–	Sell	-5,089	Closed	-$214K	–	162
2016 Q3	$214K	Buy	5,089 +1,988	+64%	+$86.1K	﹤0.01%	148
2016 Q2	$137K	Hold	3,101	–	–	﹤0.01%	144
2016 Q1	$127K	Buy	+3,101	New	+$122K	﹤0.01%	152

Other funds holding NLY

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $55.1B AUM 45.38% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

SOMRS

State of Michigan Retirement System Lansing, Michigan $22.6B AUM 40.24% 1-Year Est. Return

Norges Bank Oslo, Norway $1T AUM

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Richard Pzena's NLY Position: Q4 2019 in Review

Richard Pzena sold out of Annaly Capital Management (NLY) in Q4 2019, closing a stake of 3,654 shares — an estimated $129K sold.

Richard Pzena first reported a position in NLY in Q1 2016 and held it in 12 quarters. The position peaked at $214K in Q3 2016. 671 funds tracked by Wall St. Rank hold NLY as of Q4 2019.

Richard Pzena reported no remaining Annaly Capital Management position as of Q4 2019 after selling out during the quarter.
Richard Pzena sold 3,654 Annaly Capital Management shares in Q4 2019, an estimated $129K.
Richard Pzena first reported a position in Annaly Capital Management in Q1 2016 and held it in 12 quarters.
Richard Pzena's Annaly Capital Management position peaked at $214K in Q3 2016.
671 funds tracked by Wall St. Rank held Annaly Capital Management as of Q4 2019.

Based on Pzena Investment Management's 13F filing for Q4 2019, filed 7 Feb 2020.