RFG Advisory’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

RFG Advisory’s Portfolio CWB Stock Details CWB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-4,482	Closed	-$289K	–	619
2022 Q3	$289K	Buy	4,482 +1,329	+42%	+$89.4K	0.02%	494
2022 Q2	$218K	Sell	3,153 -36,033	-92%	-$2.5M	0.01%	522
2022 Q1	$3.02M	Buy	39,186 +6,433	+20%	+$492K	0.19%	74
2021 Q4	$2.72M	Buy	32,753 +2,034	+7%	+$174K	0.19%	78
2021 Q3	$2.62M	Sell	30,719 -12,376	-29%	-$1.07M	0.22%	77
2021 Q2	$3.74M	Buy	43,095 +4,542	+12%	+$384K	0.33%	48
2021 Q1	$3.21M	Buy	38,553 +1,244	+3%	+$108K	0.35%	47
2020 Q4	$3.22M	Buy	37,309 +3,791	+11%	+$286K	0.42%	46
2020 Q3	$2.31M	Buy	33,518 +9,433	+39%	+$626K	0.32%	63
2020 Q2	$1.46M	Buy	24,085 +4,846	+25%	+$266K	0.23%	90
2020 Q1	$921K	Sell	19,239 -224	-1%	-$12.2K	0.17%	116
2019 Q4	$1.08M	Buy	19,463 +12,863	+195%	+$692K	0.18%	107
2019 Q3	$346K	Buy	6,600 +505	+8%	+$26.8K	0.07%	220
2019 Q2	$322K	Buy	+6,095	New	+$319K	0.07%	221
2018 Q4	–	Sell	-3,836	Closed	-$207K	–	270
2018 Q3	$207K	Buy	+3,836	New	+$206K	0.05%	279

Other funds holding CWB

AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

NYLIM

New York Life Investment Management New York $14.3B AUM 34.42% 1-Year Est. Return

RFG Advisory's CWB Position: Q4 2022 in Review

RFG Advisory sold out of State Street SPDR Bloomberg Convertible Securities ETF (CWB) in Q4 2022, closing a stake of 4,482 shares — an estimated $289K sold.

RFG Advisory first reported a position in CWB in Q3 2018 and held it in 15 quarters. The position peaked at $3.74M in Q2 2021. 472 funds tracked by Wall St. Rank hold CWB as of Q4 2022.

RFG Advisory reported no remaining State Street SPDR Bloomberg Convertible Securities ETF position as of Q4 2022 after selling out during the quarter.
RFG Advisory sold 4,482 State Street SPDR Bloomberg Convertible Securities ETF shares in Q4 2022, an estimated $289K.
RFG Advisory first reported a position in State Street SPDR Bloomberg Convertible Securities ETF in Q3 2018 and held it in 15 quarters.
RFG Advisory's State Street SPDR Bloomberg Convertible Securities ETF position peaked at $3.74M in Q2 2021.
472 funds tracked by Wall St. Rank held State Street SPDR Bloomberg Convertible Securities ETF as of Q4 2022.

Based on RFG Advisory's 13F filing for Q4 2022, filed 15 Feb 2023.