Regis Management Company’s Sprott Physical Gold PHYS Stock Holding History

Regis Management Company’s Portfolio PHYS Stock Details PHYS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-10,000	Closed	-$92K	–	98
2015 Q3	$92K	Hold	10,000	–	–	0.03%	46
2015 Q2	$97K	Buy	+10,000	New	+$98.5K	0.03%	57
2014 Q4	–	Sell	-10,000	Closed	-$100K	–	61
2014 Q3	$100K	Buy	+10,000	New	+$106K	0.03%	56

Other funds holding PHYS

PHS

Pekin Hardy Strauss Chicago, Illinois $957M AUM 44.61% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.27% 1-Year Est. Return

EAM

Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

WAM

Weiss Asset Management Boston, Massachusetts $5.91B AUM 42.42% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

CBB

Citizens Business Bank Ontario, California $610M AUM 27.86% 1-Year Est. Return

Regis Management Company's PHYS Position: Q4 2015 in Review

Regis Management Company sold out of Sprott Physical Gold (PHYS) in Q4 2015, closing a stake of 10,000 shares — an estimated $92K sold.

Regis Management Company first reported a position in PHYS in Q3 2014 and held it in 3 quarters. The position peaked at $100K in Q3 2014. 127 funds tracked by Wall St. Rank hold PHYS as of Q4 2015.

Regis Management Company reported no remaining Sprott Physical Gold position as of Q4 2015 after selling out during the quarter.
Regis Management Company sold 10,000 Sprott Physical Gold shares in Q4 2015, an estimated $92K.
Regis Management Company first reported a position in Sprott Physical Gold in Q3 2014 and held it in 3 quarters.
Regis Management Company's Sprott Physical Gold position peaked at $100K in Q3 2014.
127 funds tracked by Wall St. Rank held Sprott Physical Gold as of Q4 2015.

Based on Regis Management Company's 13F filing for Q4 2015, filed 10 Feb 2016.