Regent Investment Management’s Financial Select Sector SPDR Fund XLF Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2013 Q3	–	Sell	-26,998	Closed	-$461K	–	173
2013 Q2	$461K	Buy	+26,998	New	+$461K	0.36%	91