Regent Investment Management’s State Street SPDR S&P 500 ETF Trust SPY Stock Holding History

Regent Investment Management’s Portfolio SPY Stock Details SPY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-1,250	Closed	-$257K	–	187
2015 Q2	$257K	Buy	+1,250	New	+$263K	0.13%	159

Other funds holding SPY

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return

LTI

Laffer Tengler Investments Nashville, Tennessee $782M AUM 33.6% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Regent Investment Management's SPY Position: Q3 2015 in Review

Regent Investment Management sold out of State Street SPDR S&P 500 ETF Trust (SPY) in Q3 2015, closing a stake of 1,250 shares — an estimated $257K sold.

Regent Investment Management first reported a position in SPY in Q2 2015 and held it in 1 quarter. The position peaked at $257K in Q2 2015. 1,397 funds tracked by Wall St. Rank hold SPY as of Q3 2015.

Regent Investment Management reported no remaining State Street SPDR S&P 500 ETF Trust position as of Q3 2015 after selling out during the quarter.
Regent Investment Management sold 1,250 State Street SPDR S&P 500 ETF Trust shares in Q3 2015, an estimated $257K.
Regent Investment Management first reported a position in State Street SPDR S&P 500 ETF Trust in Q2 2015 and held it in 1 quarter.
Regent Investment Management's State Street SPDR S&P 500 ETF Trust position peaked at $257K in Q2 2015.
1,397 funds tracked by Wall St. Rank held State Street SPDR S&P 500 ETF Trust as of Q3 2015.

Based on Regent Investment Management's 13F filing for Q3 2015, filed 16 Oct 2015.