Regent Investment Management’s Philips PHG Stock Holding History

Regent Investment Management’s Portfolio PHG Stock Details PHG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-17,884	Closed	-$326K	–	185
2015 Q2	$326K	Sell	17,884 -9,784	-35%	-$193K	0.16%	140
2015 Q1	$543K	Sell	27,668 -1,914	-6%	-$38.2K	0.28%	105
2014 Q4	$595K	Buy	29,582 +1,437	+5%	+$28.6K	0.31%	92
2014 Q3	$619K	Sell	28,145 -2,744	-9%	-$58.9K	0.32%	91
2014 Q2	$680K	Buy	30,889 +5,818	+23%	+$131K	0.34%	86
2014 Q1	$611K	Buy	25,071 +2,128	+9%	+$52.2K	0.32%	93
2013 Q4	$588K	Buy	22,943 +12,987	+130%	+$313K	0.33%	87
2013 Q3	$223K	Buy	+9,956	New	+$217K	0.15%	147

Other funds holding PHG

SAM

Southeastern Asset Management Memphis, Tennessee $1.92B AUM 6.41% 1-Year Est. Return

Hotchkis & Wiley Capital Management Los Angeles, California $34.3B AUM 22.63% 1-Year Est. Return

Cambiar Investors Denver, Colorado $2.3B AUM 24.77% 1-Year Est. Return

TCW Group Los Angeles, California $14.9B AUM 46.29% 1-Year Est. Return

NIMC

NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Neuberger Berman Group New York $150B AUM 40.08% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Regent Investment Management's PHG Position: Q3 2015 in Review

Regent Investment Management sold out of Philips (PHG) in Q3 2015, closing a stake of 17,884 shares — an estimated $326K sold.

Regent Investment Management first reported a position in PHG in Q3 2013 and held it in 8 quarters. The position peaked at $680K in Q2 2014. 204 funds tracked by Wall St. Rank hold PHG as of Q3 2015.

Regent Investment Management reported no remaining Philips position as of Q3 2015 after selling out during the quarter.
Regent Investment Management sold 17,884 Philips shares in Q3 2015, an estimated $326K.
Regent Investment Management first reported a position in Philips in Q3 2013 and held it in 8 quarters.
Regent Investment Management's Philips position peaked at $680K in Q2 2014.
204 funds tracked by Wall St. Rank held Philips as of Q3 2015.

Based on Regent Investment Management's 13F filing for Q3 2015, filed 16 Oct 2015.