Regent Investment Management’s KKR FINANCIAL HOLDINGS LLC COM KFN Stock Holding History

Regent Investment Management’s Portfolio KFN Stock Details KFN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-14,800	Closed	-$171K	–	196
2014 Q1	$171K	Hold	14,800	–	–	0.09%	172
2013 Q4	$180K	Hold	14,800	–	–	0.1%	169
2013 Q3	$153K	Sell	14,800 -2,000	-12%	-$20.9K	0.1%	159
2013 Q2	$177K	Buy	+16,800	New	+$179K	0.14%	147

Other funds holding KFN

PCM

Prentice Capital Management Greenwich, Connecticut $45.7M AUM 2.65% 1-Year Est. Return

Regent Investment Management's KFN Position: Q2 2014 in Review

Regent Investment Management sold out of KKR FINANCIAL HOLDINGS LLC COM (KFN) in Q2 2014, closing a stake of 14,800 shares — an estimated $171K sold.

Regent Investment Management first reported a position in KFN in Q2 2013 and held it in 4 quarters. The position peaked at $180K in Q4 2013. 1 fund tracked by Wall St. Rank holds KFN as of Q2 2014.

Regent Investment Management reported no remaining KKR FINANCIAL HOLDINGS LLC COM position as of Q2 2014 after selling out during the quarter.
Regent Investment Management sold 14,800 KKR FINANCIAL HOLDINGS LLC COM shares in Q2 2014, an estimated $171K.
Regent Investment Management first reported a position in KKR FINANCIAL HOLDINGS LLC COM in Q2 2013 and held it in 4 quarters.
Regent Investment Management's KKR FINANCIAL HOLDINGS LLC COM position peaked at $180K in Q4 2013.
1 fund tracked by Wall St. Rank held KKR FINANCIAL HOLDINGS LLC COM as of Q2 2014.

Based on Regent Investment Management's 13F filing for Q2 2014, filed 23 Jul 2014.