Regent Investment Management’s iShares MSCI Emerging Markets ETF EEM Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-5,629	Closed	-$225K	–	190
2020 Q2	$225K	Sell	5,629 -650	-10%	-$24.3K	0.07%	168
2020 Q1	$214K	Sell	6,279 -1,000	-14%	-$41K	0.09%	159
2019 Q4	$327K	Hold	7,279	–	–	0.1%	156
2019 Q3	$297K	Hold	7,279	–	–	0.1%	165
2019 Q2	$312K	Sell	7,279 -150	-2%	-$6.37K	0.1%	165
2019 Q1	$319K	Sell	7,429 -165	-2%	-$6.94K	0.11%	161
2018 Q4	$297K	Hold	7,594	–	–	0.11%	156
2018 Q3	$326K	Sell	7,594 -1,000	-12%	-$43.2K	0.1%	159
2018 Q2	$372K	Hold	8,594	–	–	0.12%	149
2018 Q1	$415K	Hold	8,594	–	–	0.14%	144
2017 Q4	$405K	Sell	8,594 -2,000	-19%	-$92.5K	0.13%	154
2017 Q3	$475K	Buy	10,594 +2,000	+23%	+$88K	0.16%	142
2017 Q2	$356K	Hold	8,594	–	–	0.13%	167
2017 Q1	$339K	Hold	8,594	–	–	0.13%	159
2016 Q4	$301K	Sell	8,594 -4,250	-33%	-$153K	0.15%	148
2016 Q3	$481K	Hold	12,844	–	–	0.25%	108
2016 Q2	$441K	Hold	12,844	–	–	0.24%	114
2016 Q1	$440K	Sell	12,844 -3,375	-21%	-$105K	0.24%	115
2015 Q4	$522K	Sell	16,219 -2,000	-11%	-$68.6K	0.28%	104
2015 Q3	$597K	Buy	18,219 +10,475	+135%	+$370K	0.33%	90
2015 Q2	$307K	Hold	7,744	–	–	0.15%	146
2015 Q1	$311K	Sell	7,744 -40	-0.5%	-$1.59K	0.16%	144
2014 Q4	$306K	Hold	7,784	–	–	0.16%	150
2014 Q3	$324K	Buy	7,784 +40	+0.5%	+$1.77K	0.17%	142
2014 Q2	$335K	Hold	7,744	–	–	0.17%	142
2014 Q1	$318K	Sell	7,744 -949	-11%	-$37.2K	0.17%	143
2013 Q4	$363K	Buy	8,693 +285	+3%	+$11.9K	0.2%	126
2013 Q3	$343K	Sell	8,408 -3,215	-28%	-$127K	0.23%	115
2013 Q2	$447K	Buy	+11,623	New	+$482K	0.34%	92