RIA
NPI

Regal Investment Advisors’s NUVEEN PREMIUN INC MUN FUND NPI Stock Holding History

Regal Investment Advisors’s Portfolio NPI Stock Details NPI Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q4 		– Sell
-2,900
Closed -$37K – 1007
2013
Q3 		$37K Sell
2,900
-13,601
-82% -$170K 0.02% 357
2013
Q2 		$222K Buy
+16,501
New +$233K 0.12% 151

Other funds holding NPI

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
OA
Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
PPA
Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
GEM
Global Endowment Management Charlotte, North Carolina $896M AUM 13.86% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Regal Investment Advisors's NPI Position: Q4 2013 in Review

Regal Investment Advisors sold out of NUVEEN PREMIUN INC MUN FUND (NPI) in Q4 2013, closing a stake of 2,900 shares — an estimated $37K sold.

Regal Investment Advisors first reported a position in NPI in Q2 2013 and held it in 2 quarters. The position peaked at $222K in Q2 2013. 75 funds tracked by Wall St. Rank hold NPI as of Q4 2013.

  • Regal Investment Advisors reported no remaining NUVEEN PREMIUN INC MUN FUND position as of Q4 2013 after selling out during the quarter.
  • Regal Investment Advisors sold 2,900 NUVEEN PREMIUN INC MUN FUND shares in Q4 2013, an estimated $37K.
  • Regal Investment Advisors first reported a position in NUVEEN PREMIUN INC MUN FUND in Q2 2013 and held it in 2 quarters.
  • Regal Investment Advisors's NUVEEN PREMIUN INC MUN FUND position peaked at $222K in Q2 2013.
  • 75 funds tracked by Wall St. Rank held NUVEEN PREMIUN INC MUN FUND as of Q4 2013.

Based on Regal Investment Advisors's 13F filing for Q4 2013, filed 6 Feb 2014.