R.G. Niederhoffer Capital Management’s BROADCOM CORP CL-A BRCM Stock Holding History

R.G. Niederhoffer Capital Management’s Portfolio BRCM Stock Details BRCM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-12,000	Closed	-$617K	–	35
2015 Q2	$617K	Buy	+12,000	New	+$584K	3.89%	11
2014 Q3	–	Sell	-10,000	Closed	-$372K	–	38
2014 Q2	$372K	Buy	+10,000	New	+$328K	2.02%	16

Other funds holding BRCM

LTI

Laffer Tengler Investments Nashville, Tennessee $782M AUM 33.6% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return

Viking Global Investors Stamford, Connecticut $35.7B AUM 21.3% 1-Year Est. Return

PCM

Pentwater Capital Management Naples, Florida $19.3B AUM 58.13% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

SCP

Soroban Capital Partners New York $51.8B AUM 21.41% 1-Year Est. Return

R.G. Niederhoffer Capital Management's BRCM Position: Q3 2015 in Review

R.G. Niederhoffer Capital Management sold out of BROADCOM CORP CL-A (BRCM) in Q3 2015, closing a stake of 12,000 shares — an estimated $617K sold.

R.G. Niederhoffer Capital Management first reported a position in BRCM in Q2 2014 and held it in 2 quarters. The position peaked at $617K in Q2 2015. 594 funds tracked by Wall St. Rank hold BRCM as of Q3 2015.

R.G. Niederhoffer Capital Management reported no remaining BROADCOM CORP CL-A position as of Q3 2015 after selling out during the quarter.
R.G. Niederhoffer Capital Management sold 12,000 BROADCOM CORP CL-A shares in Q3 2015, an estimated $617K.
R.G. Niederhoffer Capital Management first reported a position in BROADCOM CORP CL-A in Q2 2014 and held it in 2 quarters.
R.G. Niederhoffer Capital Management's BROADCOM CORP CL-A position peaked at $617K in Q2 2015.
594 funds tracked by Wall St. Rank held BROADCOM CORP CL-A as of Q3 2015.

Based on R.G. Niederhoffer Capital Management's 13F filing for Q3 2015, filed 6 Nov 2015.