Quaero Capital’s Caterpillar CAT Stock Holding History

Quaero Capital’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-2,000	Closed	-$328K	–	95
2022 Q3	$328K	Hold	2,000	–	–	0.26%	74
2022 Q2	$358K	Hold	2,000	–	–	0.29%	74
2022 Q1	$446K	Buy	+2,000	New	+$419K	0.28%	80

Other funds holding CAT

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Quaero Capital's CAT Position: Q4 2022 in Review

Quaero Capital sold out of Caterpillar (CAT) in Q4 2022, closing a stake of 2,000 shares — an estimated $328K sold.

Quaero Capital first reported a position in CAT in Q1 2022 and held it in 3 quarters. The position peaked at $446K in Q1 2022. 2,283 funds tracked by Wall St. Rank hold CAT as of Q4 2022.

Quaero Capital reported no remaining Caterpillar position as of Q4 2022 after selling out during the quarter.
Quaero Capital sold 2,000 Caterpillar shares in Q4 2022, an estimated $328K.
Quaero Capital first reported a position in Caterpillar in Q1 2022 and held it in 3 quarters.
Quaero Capital's Caterpillar position peaked at $446K in Q1 2022.
2,283 funds tracked by Wall St. Rank held Caterpillar as of Q4 2022.

Based on Quaero Capital's 13F filing for Q4 2022, filed 20 Jan 2023.