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PCA

Providence Capital Advisors Portfolio holdings

AUM $613M
1-Year Est. Return 17.83%
This Fund
S&P 500
This Quarter Est. Return
-0.97%
1 Year Est. Return
+17.83%
3 Year Est. Return
+42.1%
5 Year Est. Return
+50.05%
10 Year Est. Return
–
AUM
$321M
AUM Growth
+$11.5M
Cap. Flow
+$16.1M
Cap. Flow %
5.01%
Top 10 Hldgs %
26.2%
Holding
358
New
36
Increased
93
Reduced
39
Closed
39

Top Buys

Rank Stock Value
1
SBUX icon
Starbucks
SBUX
+$4.11M
2
GLW icon
Corning
GLW
+$4.02M
3
BAX icon
Baxter International
BAX
+$3.78M
4
BSX icon
Boston Scientific
BSX
+$3.65M
5
CSX icon
CSX Corp
CSX
+$3.5M

Top Sells

Rank Stock Value
1
GILD icon
Gilead Sciences
GILD
+$4.44M
2
MSFT icon
Microsoft
MSFT
+$3.74M
3
JCI icon
Johnson Controls International
JCI
+$3.69M
4
UPS icon
United Parcel Service
UPS
+$3.39M
5
LOW icon
Lowe's Companies
LOW
+$3.34M

Sector Composition

Rank Sector Weight
1 Technology 22.33%
2 Healthcare 13.54%
3 Financials 12.68%
4 Communication Services 10.01%
5 Consumer Staples 8.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IUSB icon
326
iShares Core Universal USD Bond ETF
IUSB
$43.2B
– –
-750
Closed -$40K
JCI icon
327
Johnson Controls International
JCI
$95B
– –
-53,700
Closed -$3.69M
JETS icon
328
US Global Jets ETF
JETS
$834M
$0 ﹤0.01%
5
– –
KLAC icon
329
KLA
KLAC
$257B
$0 ﹤0.01%
10
– –
KXI icon
330
iShares Global Consumer Staples ETF
KXI
$1.07B
– –
-200
Closed -$12K
MSI icon
331
Motorola Solutions
MSI
$73.3B
$0 ﹤0.01%
1
– –
NEA icon
332
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
– –
-1,065
Closed -$17K
NNDM
333
Nano Dimension
NNDM
$328M
$0 ﹤0.01%
+50
New +$315
PAVE icon
334
Global X US Infrastructure Development ETF
PAVE
$15.3B
– –
-400
Closed -$10K
PREF icon
335
Principal Spectrum Preferred Securities Active ETF
PREF
$1.78B
– –
-300
Closed -$6K
PSK icon
336
State Street SPDR ICE Preferred Securities ETF
PSK
$688M
– –
-400
Closed -$18K
QS icon
337
QuantumScape Corp
QS
$3.44B
$0 ﹤0.01%
3
-450
-99% -$10.3K
RKT icon
338
Rocket Companies
RKT
$40.2B
– –
-9,950
Closed -$193K
RSPU icon
339
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$532M
– –
-300
Closed -$15K
SMB icon
340
VanEck Short Muni ETF
SMB
$311M
– –
-1,800
Closed -$33K
SPY icon
341
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$826B
– –
-7,200
Closed -$3.08M
SSYS icon
342
Stratasys
SSYS
$763M
$0 ﹤0.01%
+15
New +$325
TIP icon
343
iShares TIPS Bond ETF
TIP
$14.5B
– –
-40
Closed -$5K
TSN icon
344
Tyson Foods
TSN
$20.5B
$0 ﹤0.01%
3
– –
UBER icon
345
Uber
UBER
$139B
$0 ﹤0.01%
2
– –
URTH icon
346
iShares MSCI World ETF
URTH
$8.27B
– –
-91
Closed -$12K
USMC icon
347
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
$3.71B
– –
-400
Closed -$16K
VCIT icon
348
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.4B
– –
-119
Closed -$11K
VEA icon
349
Vanguard FTSE Developed Markets ETF
VEA
$236B
$0 ﹤0.01%
8
– –
VTEB icon
350
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
– –
-1,000
Closed -$55K
11 12 13
14
15

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Providence Capital Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Providence Capital Advisors held 358 positions worth $321M, up 3.7% from $309M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Providence Capital Advisors deployed $16.1M of net new capital in Q3 2021, opening 36 new positions and adding to 93 existing holdings. Its largest new stake was Boston Scientific: 82,600 shares worth $3.58M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 22% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Gilead Sciences, an estimated $4.44M trimmed.

  • Providence Capital Advisors's largest Q3 2021 buy was Boston Scientific: 82,600 shares worth $3.58M.
  • Providence Capital Advisors added most to Starbucks in Q3 2021, an estimated $4.11M increase.
  • Providence Capital Advisors's biggest Q3 2021 reduction was Gilead Sciences, cutting an estimated $4.44M.
  • Providence Capital Advisors fully exited Johnson Controls International in Q3 2021, selling an estimated $3.69M.
  • Providence Capital Advisors's ten largest holdings make up 26% of its $321M portfolio in Q3 2021.
  • Providence Capital Advisors opened 36 new positions and closed 39 in Q3 2021.
  • Providence Capital Advisors's portfolio value rose 3.7% quarter-over-quarter to $321M.

Based on Providence Capital Advisors's 13F filing for Q3 2021, filed 9 Nov 2021.