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PCS
Private Client Services Portfolio holdings
AUM
$372M
1-Year Est. Return
17.65%
This Fund
S&P 500
This Quarter
Est. Return
+1.1%
1 Year Est. Return
+17.65%
3 Year Est. Return
+71.95%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$372M
AUM Growth
-$9.16M
(-2.4%)
Cap. Flow
-$9.9M
Cap. Flow
% of AUM
-2.66%
Top 10 Holdings %
Top 10 Hldgs %
37.68%
Holding
271
New
42
Increased
110
Reduced
69
Closed
39
Avg Time Held
5.5
quarters
Top 10 Avg Time Held
3
quarters
Top 20 Avg Time Held
4.9
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Innovator Equity Dual Directional 15 Buffer ETF - May
DDFY
|
+$5.48M |
| 2 |
iShares Core MSCI EAFE ETF
IEFA
|
+$2.69M |
| 3 |
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
|
+$2.58M |
| 4 |
iShares U.S. Thematic Rotation Active ETF
THRO
|
+$2.57M |
| 5 |
iShares iBonds 2028 Term High Yield and Income ETF
IBHH
|
+$2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 100 ETF
OEF
|
+$9.24M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$6.69M |
| 3 |
iShares MSCI USA Quality Factor ETF
QUAL
|
+$2.52M |
| 4 |
Innovator Emerging Markets Power Buffer ETF April
EAPR
|
+$2.51M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$2.31M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 80.68% |
| 2 | Technology | 7.66% |
| 3 | Financials | 2.42% |
| 4 | Consumer Discretionary | 1.94% |
| 5 | Communication Services | 1.94% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
1
iShares Core S&P 500 ETF
IVV
$895B
| $35.1M | 9.42% |
45,789
-8,772
| -16% | -$6.69M |
2023 Q4
11 quarters
|
|
|
2
iShares Core MSCI EAFE ETF
IEFA
$190B
| $26.8M | 7.2% |
276,781
+27,276
| +11% | +$2.69M |
2023 Q4
11 quarters
|
|
3
Harbor Commodity All-Weather Strategy ETF
HGER
$4.9B
| $12.6M | 3.39% |
358,070
+10,512
| +3% | +$354K |
2026 Q2
1 quarter
|
|
4
Vanguard FTSE Emerging Markets ETF
VWO
$126B
| $12.2M | 3.27% |
205,012
-599
| -0.3% | -$35.8K |
2023 Q4
11 quarters
|
|
5
Vanguard Morningstar Small-Cap ETF
VB
$77.6B
| $9.85M | 2.65% |
34,614
+800
| +2% | +$238K |
2023 Q4
11 quarters
|
|
6
Simplify Barrier Income ETF
SBAR
$419M
| $9.81M | 2.64% |
387,028
+27,239
| +8% | +$697K |
2026 Q1
2 quarters
|
|
7
Vanguard Morningstar Mid-Cap ETF
VO
$106B
| $9M | 2.42% |
114,751
-7,008
| -6% | -$570K |
2023 Q4
11 quarters
|
|
8
State Street Multi-Asset Real Return ETF
RLY
$1.44B
| $8.65M | 2.33% |
239,143
+6,900
| +3% | +$253K |
2023 Q4
11 quarters
|
|
9
Hartford Total Return Bond ETF
HTRB
$2.16B
| $8.48M | 2.28% |
264,447
+15,742
| +6% | +$522K |
2025 Q1
6 quarters
|
|
10
Vanguard Total Bond Market
BND
$162B
| $7.8M | 2.09% |
111,130
+7,262
| +7% | +$523K |
2023 Q4
11 quarters
|
|
11
iShares Core US Aggregate Bond ETF
AGG
$137B
| $7.71M | 2.07% |
81,544
+4,199
| +5% | +$408K |
2023 Q4
11 quarters
|
|
12
Invesco QQQ Trust
QQQ
$496B
| $7.17M | 1.93% |
9,694
-3,131
| -24% | -$2.24M |
2023 Q4
11 quarters
|
|
|
13
State Street SPDR S&P 500 ETF Trust
SPY
$820B
| $6.79M | 1.82% |
8,899
-3,035
| -25% | -$2.31M |
2023 Q4
11 quarters
|
|
14
Apple
AAPL
$5.03T
| $5.62M | 1.51% |
16,885
-2,030
| -11% | -$652K |
2023 Q4
11 quarters
|
|
|
15
Innovator Equity Dual Directional 15 Buffer ETF - May
DDFY
$76M
| $5.53M | 1.49% |
+270,104
| New | +$5.48M |
2026 Q3
0 quarters
|
|
16
NVIDIA
NVDA
$5.46T
| $5.15M | 1.38% |
22,554
-1,223
| -5% | -$262K |
2023 Q4
11 quarters
|
|
17
Simplify Managed Futures Strategy ETF
CTA
$1.37B
| $5.11M | 1.37% |
177,270
-15,504
| -8% | -$431K |
2026 Q2
1 quarter
|
|
18
Amazon
AMZN
$2.81T
| $4.3M | 1.16% |
17,268
+3,132
| +22% | +$796K |
2023 Q4
11 quarters
|
|
19
Microsoft
MSFT
$4.06T
| $4.29M | 1.15% |
8,373
+312
| +4% | +$144K |
2023 Q4
11 quarters
|
|
20
BlackRock US Equity Factor Rotation ETF
DYNF
$42.6B
| $4.01M | 1.08% |
57,882
+2,785
| +5% | +$192K |
2024 Q4
7 quarters
|
|
21
Capital Group Core Balanced ETF
CGBL
$7.81B
| $3.99M | 1.07% |
108,591
+28,924
| +36% | +$1.09M |
2026 Q1
2 quarters
|
|
22
JPMorgan Equity Premium Income ETF
JEPI
$45.7B
| $3.69M | 0.99% |
65,708
-7,483
| -10% | -$427K |
2023 Q4
11 quarters
|
|
|
23
iShares U.S. Thematic Rotation Active ETF
THRO
$7.5B
| $3.42M | 0.92% |
77,840
+59,129
| +316% | +$2.57M |
2025 Q4
3 quarters
|
|
24
Schwab US TIPS ETF
SCHP
$16.2B
| $3.25M | 0.87% |
129,481
-1,908
| -1% | -$49.4K |
2023 Q4
11 quarters
|
|
25
Invesco S&P 500 Equal Weight ETF
RSP
$97B
| $3.05M | 0.82% |
14,664
+47
| +0.3% | +$10.2K |
2023 Q4
11 quarters
|
|
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Private Client Services's Q3 2026 Portfolio in Review
As of Q3 2026, Private Client Services held 271 positions worth $372M, down 2.4% from $381M the previous quarter. Its ten largest holdings account for 38% of the portfolio.
Private Client Services's Q3 2026 filing shows 42 new, 110 increased, 69 reduced and 39 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - May: 270,104 shares worth $5.53M. The largest sale was iShares S&P 100 ETF, an estimated $9.24M.
By sector, the portfolio is most concentrated in Miscellaneous at 81% of assets, down from 81% a quarter earlier, followed by Technology and Financials.
- Private Client Services's largest Q3 2026 buy was Innovator Equity Dual Directional 15 Buffer ETF - May: 270,104 shares worth $5.53M.
- Private Client Services added most to iShares Core MSCI EAFE ETF in Q3 2026, an estimated $2.69M increase.
- Private Client Services's biggest Q3 2026 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.69M.
- Private Client Services fully exited iShares S&P 100 ETF in Q3 2026, selling an estimated $9.24M.
- Private Client Services's ten largest holdings make up 38% of its $372M portfolio in Q3 2026.
- Private Client Services opened 42 new positions and closed 39 in Q3 2026.
- Private Client Services's portfolio value fell 2.4% quarter-over-quarter to $372M.
Based on Private Client Services's 13F filing for Q3 2026, filed 2 Oct 2026.