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PCS
Private Client Services Portfolio holdings
AUM
$372M
1-Year Est. Return
17.65%
This Fund
S&P 500
This Quarter
Est. Return
+1.1%
1 Year Est. Return
+17.65%
3 Year Est. Return
+71.95%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$372M
AUM Growth
-$9.16M
(-2.4%)
Cap. Flow
-$9.9M
Cap. Flow
% of AUM
-2.66%
Top 10 Holdings %
Top 10 Hldgs %
37.68%
Holding
271
New
42
Increased
110
Reduced
69
Closed
39
Avg Time Held
5.5
quarters
Top 10 Avg Time Held
3
quarters
Top 20 Avg Time Held
4.9
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Innovator Equity Dual Directional 15 Buffer ETF - May
DDFY
|
+$5.48M |
| 2 |
iShares Core MSCI EAFE ETF
IEFA
|
+$2.69M |
| 3 |
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
|
+$2.58M |
| 4 |
iShares U.S. Thematic Rotation Active ETF
THRO
|
+$2.57M |
| 5 |
iShares iBonds 2028 Term High Yield and Income ETF
IBHH
|
+$2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 100 ETF
OEF
|
+$9.24M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$6.69M |
| 3 |
iShares MSCI USA Quality Factor ETF
QUAL
|
+$2.52M |
| 4 |
Innovator Emerging Markets Power Buffer ETF April
EAPR
|
+$2.51M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$2.31M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 80.68% |
| 2 | Technology | 7.66% |
| 3 | Financials | 2.42% |
| 4 | Consumer Discretionary | 1.94% |
| 5 | Communication Services | 1.94% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
101
iShares Floating Rate Bond ETF
FLOT
$11.3B
| $677K | 0.18% |
13,256
+424
| +3% | +$21.6K |
2024 Q3
8 quarters
|
|
102
F5
FFIV
$26.8B
| $668K | 0.18% |
1,500
-974
| -39% | -$401K |
2025 Q4
3 quarters
|
|
103
NetApp
NTAP
$46.2B
| $662K | 0.18% |
+3,152
| New | +$581K |
2026 Q3
0 quarters
|
|
104
Advanced Micro Devices
AMD
$973B
| $660K | 0.18% |
1,079
+18
| +2% | +$9.26K |
2025 Q4
3 quarters
|
|
105
TSMC
TSM
$2.3T
| $647K | 0.17% |
1,418
-42
| -3% | -$17.8K |
2024 Q4
7 quarters
|
|
106
Schwab US Dividend Equity ETF
SCHD
$111B
| $646K | 0.17% |
19,873
+5,230
| +36% | +$176K |
2023 Q4
11 quarters
|
|
107
Simplify Intermediate Term Treasury Futures Strategy ETF
TYA
$42.1M
| $644K | 0.17% |
58,837
+4,747
| +9% | +$57.6K |
2025 Q3
4 quarters
|
|
108
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.6B
| $640K | 0.17% |
3,275
+4
| +0.1% | +$818 |
2023 Q4
11 quarters
|
|
109
Capital Group Global Growth Equity ETF
CGGO
$11.9B
| $638K | 0.17% |
16,047
+3,168
| +25% | +$127K |
2026 Q2
1 quarter
|
|
110
Invesco NASDAQ 100 ETF
QQQM
$111B
| $617K | 0.17% |
2,026
-1,666
| -45% | -$490K |
2024 Q4
7 quarters
|
|
111
Chevron
CVX
$427B
| $603K | 0.16% |
2,951
+259
| +10% | +$51K |
2023 Q4
11 quarters
|
|
112
Johnson & Johnson
JNJ
$592B
| $597K | 0.16% |
2,256
-34
| -1% | -$8.97K |
2023 Q4
11 quarters
|
|
113
FundStrat Granny Shots US Large Cap ETF
GRNY
$4.53B
| $596K | 0.16% |
21,402
-5,625
| -21% | -$156K |
2025 Q3
4 quarters
|
|
114
Comfort Systems
FIX
$55.4B
| $595K | 0.16% |
359
-278
| -44% | -$467K |
2024 Q2
9 quarters
|
|
115
GE Vernova
GEV
$263B
| $575K | 0.15% |
605
+21
| +4% | +$20.8K |
2025 Q3
4 quarters
|
|
116
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.68B
| $561K | 0.15% |
23,883
+2,141
| +10% | +$52.9K |
2025 Q2
5 quarters
|
|
117
Altria Group
MO
$120B
| $554K | 0.15% |
8,234
+504
| +7% | +$35K |
2024 Q3
8 quarters
|
|
118
Mastercard
MA
$528B
| $553K | 0.15% |
1,002
+63
| +7% | +$35.4K |
2023 Q4
11 quarters
|
|
119
iShares Preferred and Income Securities ETF
PFF
$12.1B
| $538K | 0.14% |
18,249
-33,283
| -65% | -$1.01M |
2023 Q4
11 quarters
|
|
120
Analog Devices
ADI
$199B
| $534K | 0.14% |
1,347
+735
| +120% | +$277K |
2026 Q2
1 quarter
|
|
121
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.48B
| $520K | 0.14% |
4,611
-923
| -17% | -$105K |
2024 Q3
8 quarters
|
|
122
Vanguard Morningstar Mega Cap Growth ETF
MGK
$35.4B
| $497K | 0.13% |
5,368
-1,662
| -24% | -$148K |
2024 Q4
7 quarters
|
|
123
Caterpillar
CAT
$350B
| $497K | 0.13% |
613
-52
| -8% | -$44.1K |
2025 Q4
3 quarters
|
|
124
iShares US Aerospace & Defense ETF
ITA
$11.8B
| $495K | 0.13% |
2,389
| – | – |
2025 Q1
6 quarters
|
|
125
iShares Short Maturity Bond ETF
NEAR
$5.09B
| $489K | 0.13% |
9,817
+411
| +4% | +$20.7K |
2024 Q3
8 quarters
|
|
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Private Client Services's Q3 2026 Portfolio in Review
As of Q3 2026, Private Client Services held 271 positions worth $372M, down 2.4% from $381M the previous quarter. Its ten largest holdings account for 38% of the portfolio.
Private Client Services's Q3 2026 filing shows 42 new, 110 increased, 69 reduced and 39 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - May: 270,104 shares worth $5.53M. The largest sale was iShares S&P 100 ETF, an estimated $9.24M.
By sector, the portfolio is most concentrated in Miscellaneous at 81% of assets, down from 81% a quarter earlier, followed by Technology and Financials.
- Private Client Services's largest Q3 2026 buy was Innovator Equity Dual Directional 15 Buffer ETF - May: 270,104 shares worth $5.53M.
- Private Client Services added most to iShares Core MSCI EAFE ETF in Q3 2026, an estimated $2.69M increase.
- Private Client Services's biggest Q3 2026 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.69M.
- Private Client Services fully exited iShares S&P 100 ETF in Q3 2026, selling an estimated $9.24M.
- Private Client Services's ten largest holdings make up 38% of its $372M portfolio in Q3 2026.
- Private Client Services opened 42 new positions and closed 39 in Q3 2026.
- Private Client Services's portfolio value fell 2.4% quarter-over-quarter to $372M.
Based on Private Client Services's 13F filing for Q3 2026, filed 2 Oct 2026.