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PWP

Principle Wealth Partners Portfolio holdings

AUM $1.75B
1-Year Est. Return 21.63%
This Fund
S&P 500
This Quarter Est. Return
+16.9%
1 Year Est. Return
+21.63%
3 Year Est. Return
+65.95%
5 Year Est. Return
+77.44%
10 Year Est. Return
–
AUM
$359M
AUM Growth
+$18.3M
Cap. Flow
-$27.6M
Cap. Flow %
-7.69%
Top 10 Hldgs %
58.21%
Holding
477
New
1
Increased
24
Reduced
79
Closed
325

Top Buys

Rank Stock Value
1
RTX icon
RTX Corp
RTX
+$1.41M
2
FSMB icon
First Trust Short Duration Managed Municipal ETF
FSMB
+$934K
3
ARKK icon
ARK Innovation ETF
ARKK
+$705K
4
GLD icon
SPDR Gold Trust
GLD
+$259K
5
MRNA icon
Moderna
MRNA
+$153K

Top Sells

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$3.67M
2
VUG icon
Vanguard Growth ETF
VUG
+$2.33M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$1.1M
4
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$683K
5
VB icon
Vanguard Small-Cap ETF
VB
+$678K

Sector Composition

Rank Sector Weight
1 Industrials 23.13%
2 Technology 13.55%
3 Healthcare 10.77%
4 Financials 8.64%
5 Consumer Discretionary 7.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSLA icon
26
Tesla
TSLA
$1.21T
$2.6M 0.72%
18,165
-900
-5% -$106K
ALL icon
27
Allstate
ALL
$70.1B
$2.36M 0.66%
25,073
– –
VHT icon
28
Vanguard Health Care ETF
VHT
$18.6B
$2.21M 0.62%
10,850
-143
-1% -$28.9K
GS icon
29
Goldman Sachs
GS
$305B
$2.19M 0.61%
10,903
-373
-3% -$75.9K
META icon
30
Meta Platforms (Facebook)
META
$1.51T
$2.17M 0.6%
8,282
-698
-8% -$180K
IBM icon
31
IBM
IBM
$214B
$2.09M 0.58%
17,947
-1,725
-9% -$203K
GD icon
32
General Dynamics
GD
$106B
$2.01M 0.56%
14,551
+106
+0.7% +$15.7K
LMBS icon
33
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$1.87M 0.52%
36,130
-7,772
-18% -$402K
VFH icon
34
Vanguard Financials ETF
VFH
$13.6B
$1.83M 0.51%
31,237
-2,135
-6% -$127K
UNH icon
35
UnitedHealth
UNH
$389B
$1.79M 0.5%
5,745
+26
+0.5% +$7.99K
QQQ icon
36
Invesco QQQ Trust
QQQ
$445B
$1.77M 0.49%
6,370
-268
-4% -$72.7K
MA icon
37
Mastercard
MA
$497B
$1.62M 0.45%
4,797
-16
-0.3% -$5.2K
DIS icon
38
Walt Disney
DIS
$172B
$1.58M 0.44%
12,734
-62
-0.5% -$7.75K
COP icon
39
ConocoPhillips
COP
$139B
$1.53M 0.43%
46,718
– –
LOW icon
40
Lowe's Companies
LOW
$122B
$1.44M 0.4%
8,650
-39
-0.4% -$6.01K
SPY icon
41
State Street SPDR S&P 500 ETF Trust
SPY
$783B
$1.39M 0.39%
4,141
-65
-2% -$21.5K
FSMB icon
42
First Trust Short Duration Managed Municipal ETF
FSMB
$619M
$1.35M 0.38%
65,158
+45,254
+227% +$934K
MSI icon
43
Motorola Solutions
MSI
$73.1B
$1.34M 0.37%
8,571
– –
MCD icon
44
McDonald's
MCD
$194B
$1.32M 0.37%
6,018
– –
PSX icon
45
Phillips 66
PSX
$82.5B
$1.28M 0.36%
24,650
-95
-0.4% -$5.8K
CVS icon
46
CVS Health
CVS
$140B
$1.26M 0.35%
21,620
-327
-1% -$20.3K
ITA icon
47
iShares US Aerospace & Defense ETF
ITA
$14.5B
$1.23M 0.34%
15,534
-500
-3% -$41K
NSC icon
48
Norfolk Southern
NSC
$76.1B
$1.19M 0.33%
5,547
– –
LMT icon
49
Lockheed Martin
LMT
$134B
$1.15M 0.32%
2,995
-54
-2% -$20.6K
GE icon
50
GE Aerospace
GE
$377B
$1.08M 0.3%
34,791
-5,270
-13% -$171K
1
2
3 4 5

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GAM
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MAM
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SFI
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Principle Wealth Partners's Q3 2020 Portfolio in Review

As of Q3 2020, Principle Wealth Partners held 477 positions worth $359M, up 5.4% from $341M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Principle Wealth Partners withdrew a net $27.6M in Q3 2020, closing 325 positions and reducing 79 holdings. Its most notable exit was Vanguard Small-Cap ETF, an estimated $678K position sold in full.

By sector, the portfolio is most concentrated in Industrials at 23% of assets, up from 19% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Principle Wealth Partners opened a new position in Nuveen Municipal High Income Opportunity Fund worth $148K.

  • Principle Wealth Partners's largest Q3 2020 buy was Nuveen Municipal High Income Opportunity Fund: 11,000 shares worth $148K.
  • Principle Wealth Partners added most to RTX Corp in Q3 2020, an estimated $1.41M increase.
  • Principle Wealth Partners's biggest Q3 2020 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $3.67M.
  • Principle Wealth Partners fully exited Vanguard Small-Cap ETF in Q3 2020, selling an estimated $678K.
  • Principle Wealth Partners's ten largest holdings make up 58% of its $359M portfolio in Q3 2020.
  • Principle Wealth Partners opened 1 new position and closed 325 in Q3 2020.
  • Principle Wealth Partners's portfolio value rose 5.4% quarter-over-quarter to $359M.

Based on Principle Wealth Partners's 13F filing for Q3 2020, filed 16 Nov 2020.