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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+1.81%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.63B
AUM Growth
+$418M
Cap. Flow
+$372M
Cap. Flow %
10.25%
Top 10 Hldgs %
23.91%
Holding
3,506
New
193
Increased
1,667
Reduced
881
Closed
116

Top Buys

Rank Stock Value
1
PSC icon
Principal Exchange-Traded Funds Principal US Small-Cap ETF
PSC
+$49.4M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$28.9M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$28M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$24.7M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$11.9M

Top Sells

Rank Stock Value
1
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$25.1M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$11.9M
3
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$6.45M
4
XMHQ icon
Invesco S&P MidCap Quality ETF
XMHQ
+$6.14M
5
XMMO icon
Invesco S&P MidCap Momentum ETF
XMMO
+$5.88M

Sector Composition

Rank Sector Weight
1 Technology 8.43%
2 Financials 4.18%
3 Healthcare 3.7%
4 Consumer Discretionary 3.6%
5 Communication Services 2.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIM
2001
Chimera Investment
CIM
$1.05B
$23K ﹤0.01%
1,800
-21
-1% -$266
RCS
2002
PIMCO Strategic Income Fund
RCS
$243M
$23K ﹤0.01%
3,702
-1,020
-22% -$6.1K
GIB icon
2003
CGI
GIB
$14.5B
$22.9K ﹤0.01%
229
-3,564
-94% -$367K
CNM icon
2004
Core & Main
CNM
$8.17B
$22.9K ﹤0.01%
467
-626
-57% -$34.8K
MWA icon
2005
Mueller Water Products
MWA
$3.94B
$22.7K ﹤0.01%
1,267
+595
+89% +$10.2K
APLS
2006
DELISTED
Apellis Pharmaceuticals
APLS
$22.7K ﹤0.01%
591
+322
+120% +$14.6K
SHYM
2007
iShares Short Duration High Yield Muni Active ETF
SHYM
$796M
$22.6K ﹤0.01%
1,000
– –
WSFS icon
2008
WSFS Financial
WSFS
$4.14B
$22.6K ﹤0.01%
480
– –
FBK icon
2009
FB Financial Corp
FBK
$2.94B
$22.4K ﹤0.01%
575
– –
SSD icon
2010
Simpson Manufacturing
SSD
$7.95B
$22.4K ﹤0.01%
133
+25
+23% +$4.38K
ISCB icon
2011
iShares Morningstar Small-Cap ETF
ISCB
$283M
$22.4K ﹤0.01%
416
– –
GDV icon
2012
Gabelli Dividend & Income Trust
GDV
$2.61B
$22.4K ﹤0.01%
985
-124
-11% -$2.78K
DJAN icon
2013
FT Vest US Equity Deep Buffer ETF January
DJAN
$471M
$22.3K ﹤0.01%
600
-135
-18% -$4.89K
PSMD icon
2014
Pacer Swan SOS Moderate January ETF
PSMD
$92.7M
$22.3K ﹤0.01%
800
– –
TENB icon
2015
Tenable Holdings
TENB
$3.58B
$22.2K ﹤0.01%
510
-100
-16% -$4.41K
ABEV icon
2016
Ambev
ABEV
$47.4B
$22.2K ﹤0.01%
10,831
+3,288
+44% +$7.49K
TNET icon
2017
TriNet
TNET
$2.94B
$22.2K ﹤0.01%
222
+16
+8% +$1.78K
NMR icon
2018
Nomura Holdings
NMR
$28.6B
$22.2K ﹤0.01%
3,839
+1,352
+54% +$8.01K
EES icon
2019
WisdomTree US SmallCap Earnings Fund
EES
$721M
$22.2K ﹤0.01%
470
+91
+24% +$4.36K
EQH icon
2020
Equitable Holdings
EQH
$13.3B
$22.1K ﹤0.01%
542
+125
+30% +$4.9K
XBIL icon
2021
US Treasury 6 Month Bill ETF
XBIL
$742M
$22.1K ﹤0.01%
+442
New +$22.1K
SNV
2022
DELISTED
Synovus
SNV
$22.1K ﹤0.01%
550
+3
+0.5% +$114
TDOC icon
2023
Teladoc Health
TDOC
$1.61B
$22.1K ﹤0.01%
2,258
+157
+7% +$1.92K
FXZ icon
2024
First Trust Materials AlphaDEX Fund
FXZ
$373M
$22K ﹤0.01%
340
+30
+10% +$2.05K
CIVI
2025
DELISTED
Civitas Resources
CIVI
$21.9K ﹤0.01%
317
+45
+17% +$3.26K
79 80
81
82 83

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GAM
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CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
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CIMLRA
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TAM
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AMH
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Principal Securities's Q2 2024 Portfolio in Review

As of Q2 2024, Principal Securities held 3,506 positions worth $3.63B, up 13% from $3.21B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Principal Securities deployed $372M of net new capital in Q2 2024, opening 193 new positions and adding to 1,667 existing holdings. Its largest new stake was Franklin FTSE United Kingdom ETF: 57,259 shares worth $1.51M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, up from 7.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares 0-5 Year TIPS Bond ETF, an estimated $25.1M trimmed.

  • Principal Securities's largest Q2 2024 buy was Franklin FTSE United Kingdom ETF: 57,259 shares worth $1.51M.
  • Principal Securities added most to Principal Exchange-Traded Funds Principal US Small-Cap ETF in Q2 2024, an estimated $49.4M increase.
  • Principal Securities's biggest Q2 2024 reduction was iShares 0-5 Year TIPS Bond ETF, cutting an estimated $25.1M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF July in Q2 2024, selling an estimated $1.65M.
  • Principal Securities's ten largest holdings make up 24% of its $3.63B portfolio in Q2 2024.
  • Principal Securities opened 193 new positions and closed 116 in Q2 2024.
  • Principal Securities's portfolio value rose 13% quarter-over-quarter to $3.63B.

Based on Principal Securities's 13F filing for Q2 2024, filed 31 Jul 2024.