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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KYN icon
1976
Kayne Anderson Energy Infrastructure Fund
KYN
$2.43B
$46.7K ﹤0.01%
3,775
– –
AMRZ
1977
Amrize Ltd
AMRZ
$27.9B
$46.6K ﹤0.01%
961
+851
+774% +$43.4K
CPK icon
1978
Chesapeake Utilities
CPK
$3.31B
$46.6K ﹤0.01%
346
– –
KMLM icon
1979
KFA Mount Lucas Managed Futures Index Strategy ETF
KMLM
$380M
$46.5K ﹤0.01%
1,727
– –
FTDR icon
1980
Frontdoor
FTDR
$5.22B
$46.5K ﹤0.01%
691
+46
+7% +$2.8K
NXST icon
1981
Nexstar Media Group
NXST
$5.92B
$46.5K ﹤0.01%
235
+54
+30% +$10.6K
SYBT icon
1982
Stock Yards Bancorp
SYBT
$2.52B
$46.4K ﹤0.01%
663
+152
+30% +$11.7K
ATR icon
1983
AptarGroup
ATR
$8.8B
$46.4K ﹤0.01%
347
-39
-10% -$5.64K
SPIP icon
1984
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$46.1K ﹤0.01%
1,753
-251
-13% -$6.56K
BKHY icon
1985
BNY Mellon High Yield Beta ETF
BKHY
$158M
$46K ﹤0.01%
944
– –
SCHZ icon
1986
Schwab US Aggregate Bond ETF
SCHZ
$10.6B
$45.9K ﹤0.01%
1,957
-75
-4% -$1.74K
MT icon
1987
ArcelorMittal
MT
$50.7B
$45.9K ﹤0.01%
1,270
-5
-0.4% -$168
FBIN icon
1988
Fortune Brands Innovations
FBIN
$6.09B
$45.8K ﹤0.01%
858
+294
+52% +$16.6K
ARI
1989
Apollo Commercial Real Estate
ARI
$881M
$45.6K ﹤0.01%
4,506
– –
NU icon
1990
Nu Holdings
NU
$70.9B
$45.6K ﹤0.01%
2,849
-318
-10% -$4.44K
CNI icon
1991
Canadian National Railway
CNI
$78.3B
$45.5K ﹤0.01%
483
-47
-9% -$4.54K
POWL icon
1992
Powell Industries
POWL
$7.32B
$45.4K ﹤0.01%
447
+327
+273% +$27.7K
DJUL icon
1993
FT Vest US Equity Deep Buffer ETF July
DJUL
$430M
$45.4K ﹤0.01%
972
+752
+342% +$34.4K
TTEK icon
1994
Tetra Tech
TTEK
$8.7B
$45.2K ﹤0.01%
1,354
-37
-3% -$1.34K
KD icon
1995
Kyndryl
KD
$2.94B
$45.2K ﹤0.01%
1,505
+198
+15% +$6.8K
CRS icon
1996
Carpenter Technology
CRS
$27.8B
$45.2K ﹤0.01%
184
-18
-9% -$4.6K
CZA icon
1997
Invesco Zacks Mid-Cap ETF
CZA
$192M
$45K ﹤0.01%
410
– –
NNI icon
1998
Nelnet
NNI
$4.92B
$44.9K ﹤0.01%
358
+20
+6% +$2.5K
CFR icon
1999
Cullen/Frost Bankers
CFR
$10.5B
$44.9K ﹤0.01%
354
+21
+6% +$2.73K
DLS icon
2000
WisdomTree International SmallCap Dividend Fund
DLS
$1.05B
$44.7K ﹤0.01%
562
– –
78 79
80
81 82

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.