We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+9.86%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$2.68B
AUM Growth
–
Cap. Flow
+$2.52B
Cap. Flow %
94.02%
Top 10 Hldgs %
20.45%
Holding
3,210
New
3,206
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$98.4M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$74.2M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$72.6M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$56.2M
5
GSUS icon
Goldman Sachs MarketBeta US Equity ETF
GSUS
+$48.8M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 7.42%
2 Financials 4.46%
3 Healthcare 3.77%
4 Consumer Discretionary 3.65%
5 Communication Services 2.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLY icon
901
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.6B
$223K 0.01%
+2,492
New +$206K
NUE icon
902
Nucor
NUE
$55.8B
$222K 0.01%
+1,278
New +$203K
GIL icon
903
Gildan
GIL
$9.33B
$221K 0.01%
+6,698
New +$217K
TREX icon
904
Trex
TREX
$4.53B
$221K 0.01%
+2,670
New +$177K
IVOO icon
905
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.73B
$220K 0.01%
+2,343
New +$201K
BDJ icon
906
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
$220K 0.01%
+28,568
New +$215K
XRT icon
907
State Street SPDR S&P Retail ETF
XRT
$447M
$219K 0.01%
+3,034
New +$193K
IJJ icon
908
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$219K 0.01%
+1,917
New +$197K
FGD icon
909
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.52B
$218K 0.01%
+9,813
New +$206K
AGNC icon
910
AGNC Investment
AGNC
$12.4B
$216K 0.01%
+22,051
New +$194K
BWX icon
911
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
$216K 0.01%
+9,318
New +$203K
FSK icon
912
FS KKR Capital
FSK
$3.03B
$213K 0.01%
+10,672
New +$210K
THW
913
abrdn World Healthcare Fund
THW
$532M
$212K 0.01%
+18,190
New +$205K
FWONK icon
914
Liberty Media Series C
FWONK
$24.6B
$212K 0.01%
+3,353
New +$219K
OC icon
915
Owens Corning
OC
$11.5B
$211K 0.01%
+1,426
New +$189K
CGSD icon
916
Capital Group Short Duration Income ETF
CGSD
$2.39B
$211K 0.01%
+8,300
New +$209K
QWLD
917
State Street SPDR MSCI World StrategicFactors ETF
QWLD
$173M
$211K 0.01%
+1,914
New +$200K
NEAR icon
918
iShares Short Maturity Bond ETF
NEAR
$4.82B
$210K 0.01%
+4,161
New +$208K
GMAY icon
919
FT Vest US Equity Moderate Buffer ETF May
GMAY
$525M
$208K 0.01%
+6,335
New +$201K
CHDN icon
920
Churchill Downs
CHDN
$6.15B
$208K 0.01%
+1,543
New +$183K
MAR icon
921
Marriott International
MAR
$100B
$208K 0.01%
+923
New +$187K
DNB
922
DELISTED
Dun & Bradstreet
DNB
$208K 0.01%
+17,786
New +$181K
VTR icon
923
Ventas
VTR
$48.6B
$208K 0.01%
+4,164
New +$187K
IXN icon
924
iShares Global Tech ETF
IXN
$8.22B
$206K 0.01%
+3,022
New +$190K
CCL icon
925
Carnival Corporation Ltd
CCL
$36.7B
$205K 0.01%
+11,061
New +$161K
35 36
37
38 39

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2023 Portfolio in Review

Q4 2023 is the first quarter with a 13F filing on record for Principal Securities, which disclosed 3,210 positions worth $2.68B. Its ten largest holdings account for 20% of the portfolio.

Its largest position is iShares Core US Aggregate Bond ETF: 1,033,622 shares worth $103M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, followed by Financials and Healthcare.

  • Principal Securities's largest Q4 2023 buy was iShares Core US Aggregate Bond ETF: 1,033,622 shares worth $103M.
  • Principal Securities's ten largest holdings make up 20% of its $2.68B portfolio in Q4 2023.
  • Principal Securities disclosed 3,210 positions in Q4 2023, its first 13F filing on record.

Based on Principal Securities's 13F filing for Q4 2023, filed 7 Feb 2024.