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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXON
601
Axon Enterprise
AXON
$40.5B
$1.23M 0.02%
1,716
+592
+53% +$449K
TLT icon
602
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$1.23M 0.02%
13,767
+10,878
+377% +$951K
FLXR
603
TCW Flexible Income ETF
FLXR
$3.4B
$1.23M 0.02%
30,885
+11,078
+56% +$438K
WMG icon
604
Warner Music
WMG
$13.8B
$1.23M 0.02%
36,075
+1,362
+4% +$43.4K
EBAY icon
605
eBay
EBAY
$48.6B
$1.23M 0.02%
13,472
-12,514
-48% -$1.11M
MSCI icon
606
MSCI
MSCI
$40B
$1.22M 0.02%
2,158
+221
+11% +$125K
IJK icon
607
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$1.22M 0.02%
12,685
-441
-3% -$41.5K
VICI icon
608
VICI Properties
VICI
$29.4B
$1.22M 0.02%
37,295
+2,236
+6% +$73.7K
IWP icon
609
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$1.21M 0.02%
8,499
+345
+4% +$48.8K
RTO icon
610
Rentokil
RTO
$14.3B
$1.21M 0.02%
47,868
+269
+0.6% +$6.56K
NGG icon
611
National Grid
NGG
$82.7B
$1.2M 0.02%
16,811
+1,069
+7% +$75K
HOOD icon
612
Robinhood
HOOD
$85.2B
$1.2M 0.02%
8,410
-927
-10% -$101K
OSIS icon
613
OSI Systems
OSIS
$3.57B
$1.2M 0.02%
4,818
+24
+0.5% +$5.48K
CL icon
614
Colgate-Palmolive
CL
$72.6B
$1.2M 0.02%
15,012
+772
+5% +$65.9K
XOP icon
615
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.42B
$1.2M 0.02%
9,062
+348
+4% +$44.9K
FTNT icon
616
Fortinet
FTNT
$112B
$1.2M 0.02%
14,238
-2,434
-15% -$217K
DT icon
617
Dynatrace
DT
$12.1B
$1.19M 0.02%
24,563
+1,465
+6% +$74.1K
BR icon
618
Broadridge
BR
$17.2B
$1.19M 0.02%
4,996
-143
-3% -$35.6K
APTV icon
619
Aptiv
APTV
$12B
$1.19M 0.02%
13,791
+153
+1% +$11.5K
EMR icon
620
Emerson Electric
EMR
$82.9B
$1.19M 0.02%
9,061
+1,253
+16% +$171K
SMFG icon
621
Sumitomo Mitsui Financial
SMFG
$166B
$1.18M 0.02%
70,539
-37,962
-35% -$608K
D icon
622
Dominion Energy
D
$62.5B
$1.18M 0.02%
19,281
+1,277
+7% +$75.9K
IGV icon
623
iShares Expanded Tech-Software Sector ETF
IGV
$13B
$1.18M 0.02%
10,244
-1,064
-9% -$118K
MLM icon
624
Martin Marietta Materials
MLM
$33.6B
$1.17M 0.02%
1,856
+36
+2% +$21.5K
CCL icon
625
Carnival Corporation Ltd
CCL
$36.1B
$1.17M 0.02%
40,447
+5,821
+17% +$176K
23 24
25
26 27

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.