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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRND icon
3451
Grindr
GRND
$2.7B
$796 ﹤0.01%
53
– –
CERS icon
3452
Cerus
CERS
$603M
$795 ﹤0.01%
500
– –
MOMO
3453
Hello Group
MOMO
$879M
$794 ﹤0.01%
107
– –
AMTM
3454
Amentum Holdings
AMTM
$5.61B
$790 ﹤0.01%
33
-2
-6% -$49
LEG icon
3455
Leggett & Platt
LEG
$1.55B
$781 ﹤0.01%
88
– –
BOKF icon
3456
BOK Financial
BOKF
$8.73B
$780 ﹤0.01%
7
– –
FLGT icon
3457
Fulgent Genetics
FLGT
$568M
$768 ﹤0.01%
34
-36
-51% -$741
DBRG icon
3458
DigitalBridge
DBRG
$2.94B
$761 ﹤0.01%
+65
New +$726
NTLA icon
3459
Intellia Therapeutics
NTLA
$1.56B
$760 ﹤0.01%
44
-147
-77% -$1.81K
AKO.B icon
3460
Embotelladora Andina Series B
AKO.B
$4.6B
$758 ﹤0.01%
32
-7
-18% -$167
CNK icon
3461
Cinemark Holdings
CNK
$3.86B
$757 ﹤0.01%
27
-24
-47% -$663
IBOC icon
3462
International Bancshares
IBOC
$4.79B
$756 ﹤0.01%
11
– –
KMT icon
3463
Kennametal
KMT
$2.74B
$753 ﹤0.01%
36
-27
-43% -$606
CPRX
3464
DELISTED
Catalyst Pharmaceutical
CPRX
$749 ﹤0.01%
38
-1,839
-98% -$37.8K
ANGI icon
3465
Angi Inc
ANGI
$235M
$748 ﹤0.01%
46
– –
PTF icon
3466
Invesco Dorsey Wright Technology Momentum ETF
PTF
$620M
$748 ﹤0.01%
10
– –
VRNA
3467
DELISTED
Verona Pharma
VRNA
$747 ﹤0.01%
7
-16
-70% -$1.67K
DNOW icon
3468
DNOW Inc
DNOW
$2.62B
$732 ﹤0.01%
+48
New +$724
RWO icon
3469
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.33B
$732 ﹤0.01%
16
– –
NTB icon
3470
Bank of N.T. Butterfield & Son
NTB
$2.43B
$730 ﹤0.01%
17
– –
VECO icon
3471
Veeco
VECO
$3.12B
$730 ﹤0.01%
24
– –
LOCO icon
3472
El Pollo Loco
LOCO
$496M
$728 ﹤0.01%
75
– –
PI icon
3473
Impinj
PI
$3.99B
$723 ﹤0.01%
4
-661
-99% -$104K
PBW icon
3474
Invesco WilderHill Clean Energy ETF
PBW
$410M
$722 ﹤0.01%
25
– –
CYTK icon
3475
Cytokinetics
CYTK
$11.1B
$714 ﹤0.01%
+13
New +$536
137 138
139
140 141

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.