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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+8.03%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.21B
AUM Growth
+$525M
Cap. Flow
+$332M
Cap. Flow %
10.35%
Top 10 Hldgs %
23.33%
Holding
3,415
New
205
Increased
1,606
Reduced
914
Closed
102

Top Buys

Rank Stock Value
1
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$104M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$32.7M
3
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$15.4M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13.3M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$12.9M

Top Sells

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$20.7M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$19.7M
3
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$12.9M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.9M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 7.74%
2 Financials 4.41%
3 Healthcare 3.74%
4 Consumer Discretionary 3.67%
5 Communication Services 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMPR icon
2826
Kemper
KMPR
$1.73B
$2.42K ﹤0.01%
+39
New +$2.24K
FTS icon
2827
Fortis
FTS
$29.7B
$2.41K ﹤0.01%
61
+14
+30% +$558
NTCT icon
2828
NETSCOUT
NTCT
$2.86B
$2.4K ﹤0.01%
110
+32
+41% +$694
CMPR icon
2829
Cimpress
CMPR
$2.41B
$2.39K ﹤0.01%
27
– –
PFLT icon
2830
PennantPark Floating Rate Capital
PFLT
$692M
$2.39K ﹤0.01%
210
+110
+110% +$1.27K
FESM icon
2831
Fidelity Enhanced Small Cap Core ETF
FESM
$6B
$2.39K ﹤0.01%
79
-60
-43% -$1.71K
CAKE icon
2832
Cheesecake Factory
CAKE
$4.32B
$2.39K ﹤0.01%
66
– –
UCB
2833
United Community Banks
UCB
$4.21B
$2.37K ﹤0.01%
90
-603
-87% -$16.3K
FRO icon
2834
Frontline
FRO
$8.59B
$2.34K ﹤0.01%
100
– –
CX icon
2835
Cemex
CX
$17.6B
$2.32K ﹤0.01%
257
-240
-48% -$1.92K
OWL icon
2836
Blue Owl Capital
OWL
$6.54B
$2.3K ﹤0.01%
122
+62
+103% +$1.04K
PSR icon
2837
Invesco Active US Real Estate Fund
PSR
$60.3M
$2.29K ﹤0.01%
26
+10
+63% +$878
NIE
2838
Virtus Equity & Convertible Income Fund
NIE
$715M
$2.28K ﹤0.01%
102
– –
ZUO
2839
DELISTED
Zuora, Inc.
ZUO
$2.28K ﹤0.01%
250
-25
-9% -$218
CENT icon
2840
Central Garden & Pet Co
CENT
$2.71B
$2.27K ﹤0.01%
53
-13
-20% -$530
CTA icon
2841
Simplify Managed Futures Strategy ETF
CTA
$1.54B
$2.27K ﹤0.01%
91
– –
AWP
2842
abrdn Global Premier Properties Fund
AWP
$378M
$2.26K ﹤0.01%
191
-341
-64% -$3.85K
IMVT icon
2843
Immunovant
IMVT
$8.23B
$2.26K ﹤0.01%
70
-31
-31% -$1.13K
MCFT icon
2844
MasterCraft Boat Holdings
MCFT
$602M
$2.25K ﹤0.01%
95
– –
IFN
2845
Aberdeen India Fund
IFN
$490M
$2.25K ﹤0.01%
110
– –
AAT
2846
American Assets Trust
AAT
$1.49B
$2.23K ﹤0.01%
102
+21
+26% +$463
CATY icon
2847
Cathay General Bancorp
CATY
$4.18B
$2.23K ﹤0.01%
59
– –
CWT icon
2848
California Water Service
CWT
$3.04B
$2.23K ﹤0.01%
48
-9
-16% -$422
DOLE icon
2849
Dole
DOLE
$1.34B
$2.23K ﹤0.01%
187
-36
-16% -$417
SHLS icon
2850
Shoals Technologies Group
SHLS
$1.57B
$2.23K ﹤0.01%
199
-80
-29% -$1.1K
112 113
114
115 116

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2024 Portfolio in Review

As of Q1 2024, Principal Securities held 3,415 positions worth $3.21B, up 20% from $2.68B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Principal Securities deployed $332M of net new capital in Q1 2024, opening 205 new positions and adding to 1,606 existing holdings. Its largest new stake was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 7.4% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q1 2024 buy was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.
  • Principal Securities added most to Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q1 2024, an estimated $104M increase.
  • Principal Securities's biggest Q1 2024 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited ProShares S&P 500 ex-Financials ETF in Q1 2024, selling an estimated $2.26M.
  • Principal Securities's ten largest holdings make up 23% of its $3.21B portfolio in Q1 2024.
  • Principal Securities opened 205 new positions and closed 102 in Q1 2024.
  • Principal Securities's portfolio value rose 20% quarter-over-quarter to $3.21B.

Based on Principal Securities's 13F filing for Q1 2024, filed 10 May 2024.