Principal Securities’s US Treasury 5 Year Note ETF UFIV Stock Holding History

Principal Securities’s Portfolio UFIV Stock Details UFIV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q2	–	Sell	-3,030	Closed	-$145K	–	3884
2025 Q1	$145K	Hold	3,030	–	–	﹤0.01%	1267
2024 Q4	$145K	Sell	3,030 -5,928	-66%	-$287K	﹤0.01%	1263
2024 Q3	$445K	Buy	8,958 +3,047	+52%	+$150K	0.01%	799
2024 Q2	$285K	Buy	+5,911	New	+$283K	0.01%	904

Other funds holding UFIV

AWMS

Advocacy Wealth Management Services Atlanta, Georgia $2.75B AUM 19.24% 1-Year Est. Return

FWM

Foguth Wealth Management Brighton, Michigan $879M AUM

SAW

Signal Advisors Wealth Detroit, Michigan $1.98B AUM 19.96% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

CTC

Central Trust Company Jefferson City, Missouri $5.53B AUM 28.94% 1-Year Est. Return

FMI

F/M Investments Washington, District of Columbia $1.97B AUM 30.33% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

TFS

Thoroughbred Financial Services Brentwood, Tennessee $2.08B AUM 54.89% 1-Year Est. Return

Citadel Advisors Miami, Florida $875B AUM 40.91% 1-Year Est. Return

CCM

Crew Capital Management Cincinnati, Ohio $183M AUM 37.3% 1-Year Est. Return

Principal Securities's UFIV Position: Q2 2025 in Review

Principal Securities sold out of US Treasury 5 Year Note ETF (UFIV) in Q2 2025, closing a stake of 3,030 shares — an estimated $145K sold.

Principal Securities first reported a position in UFIV in Q2 2024 and held it in 4 quarters. The position peaked at $445K in Q3 2024. 14 funds tracked by Wall St. Rank hold UFIV as of Q2 2025.

Principal Securities reported no remaining US Treasury 5 Year Note ETF position as of Q2 2025 after selling out during the quarter.
Principal Securities sold 3,030 US Treasury 5 Year Note ETF shares in Q2 2025, an estimated $145K.
Principal Securities first reported a position in US Treasury 5 Year Note ETF in Q2 2024 and held it in 4 quarters.
Principal Securities's US Treasury 5 Year Note ETF position peaked at $445K in Q3 2024.
14 funds tracked by Wall St. Rank held US Treasury 5 Year Note ETF as of Q2 2025.

Based on Principal Securities's 13F filing for Q2 2025, filed 11 Aug 2025.