Principal Securities
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Principal Securities’s Horizon Small/Mid Cap Core Equity ETF SMOX Stock Holding History

Principal Securities’s Portfolio SMOX Stock Details SMOX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q3 		$291K Buy
+10,153
New +$305K ﹤0.01% 1333

Other funds holding SMOX

Bank of New York Mellon
Bank of New York Mellon New York $608B AUM 32.77% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $45.2B AUM 20.72% 1-Year Est. Return
CreativeOne Wealth
CreativeOne Wealth Overland Park, Kansas $4.82B AUM 18.1% 1-Year Est. Return
Kestra Advisory Services
Kestra Advisory Services Austin, Texas $35.1B AUM 20.13% 1-Year Est. Return
US Bancorp
US Bancorp Minneapolis, Minnesota $92B AUM 22.91% 1-Year Est. Return
Private Trust Company
Private Trust Company Cleveland, Ohio $1.27B AUM 20.99% 1-Year Est. Return

Principal Securities's SMOX Position: Q3 2026 in Review

Principal Securities opened a new position in Horizon Small/Mid Cap Core Equity ETF (SMOX) in Q3 2026: 10,153 shares worth $291K. The stake represents ﹤0.01% of the portfolio and ranks #1333 among its holdings.

8 funds tracked by Wall St. Rank hold SMOX as of Q3 2026.

  • Principal Securities held 10,153 shares of Horizon Small/Mid Cap Core Equity ETF worth $291K as of Q3 2026.
  • Horizon Small/Mid Cap Core Equity ETF was a new Principal Securities position in Q3 2026.
  • Horizon Small/Mid Cap Core Equity ETF made up ﹤0.01% of Principal Securities's portfolio in Q3 2026, its #1333 holding.
  • 8 funds tracked by Wall St. Rank held Horizon Small/Mid Cap Core Equity ETF as of Q3 2026.

Based on Principal Securities's 13F filing for Q3 2026, filed 12 Nov 2026.