Principal Securities’s Principal Exchange-Traded Funds Principal Quality ETF PSET Stock Holding History

Principal Securities’s Portfolio PSET Stock Details PSET Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$8.42M	Sell	107,112 -13,318	-11%	-$1.05M	0.1%	182
2026 Q2	$9.13M	Sell	120,430 -5,315	-4%	-$396K	0.11%	171
2026 Q1	$8.75M	Buy	125,745 +3,482	+3%	+$258K	0.13%	147
2025 Q4	$9.33M	Sell	122,263 -245,106	-67%	-$18.7M	0.14%	138
2025 Q3	$28M	Sell	367,369 -22,788	-6%	-$1.71M	0.46%	40
2025 Q2	$28.7M	Buy	390,157 +112,622	+41%	+$7.66M	0.54%	36
2025 Q1	$19.9M	Buy	277,535 +200	+0.1%	+$14.2K	0.44%	46
2024 Q4	$19.8M	Buy	277,335 +5,166	+2%	+$373K	0.45%	46
2024 Q3	$19.4M	Buy	272,169 +9,620	+4%	+$657K	0.47%	40
2024 Q2	$17.9M	Buy	262,549 +41,813	+19%	+$2.77M	0.49%	38
2024 Q1	$15M	Buy	220,736 +16,358	+8%	+$1.05M	0.47%	39
2023 Q4	$12.5M	Buy	+204,378	New	+$11.6M	0.47%	41

Other funds holding PSET

Golden State Wealth Management Santa Ana, California $1.1B AUM 19.2% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $83.6B AUM 19.78% 1-Year Est. Return

LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return

Capital Investment Advisory Services Raleigh, North Carolina $1.61B AUM 16.94% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $375B AUM 21.05% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $195B AUM 21.17% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $115B AUM 18.52% 1-Year Est. Return

Smartleaf Asset Management Boston, Massachusetts $3.49B AUM 19.81% 1-Year Est. Return

Koshinski Asset Management Decatur, Illinois $1.91B AUM 20.79% 1-Year Est. Return

Morgan Stanley New York $1.96T AUM 27.49% 1-Year Est. Return

Principal Securities's PSET Position: Q3 2026 in Review

Principal Securities reduced its Principal Exchange-Traded Funds Principal Quality ETF (PSET) stake by 11% in Q3 2026, selling an estimated $1.05M and leaving 107,112 shares worth $8.42M. The position accounts for 0.1% of the portfolio, ranked #182.

Principal Securities first reported a position in PSET in Q4 2023 and has held it in 12 quarters since. The position peaked at $28.7M in Q2 2025. 16 funds tracked by Wall St. Rank hold PSET as of Q3 2026.

Principal Securities held 107,112 shares of Principal Exchange-Traded Funds Principal Quality ETF worth $8.42M as of Q3 2026.
Principal Securities sold 13,318 Principal Exchange-Traded Funds Principal Quality ETF shares in Q3 2026, an estimated $1.05M.
Principal Exchange-Traded Funds Principal Quality ETF made up 0.1% of Principal Securities's portfolio in Q3 2026, its #182 holding.
Principal Securities first reported a position in Principal Exchange-Traded Funds Principal Quality ETF in Q4 2023 and has held it in 12 quarters since.
Principal Securities's Principal Exchange-Traded Funds Principal Quality ETF position peaked at $28.7M in Q2 2025.
16 funds tracked by Wall St. Rank held Principal Exchange-Traded Funds Principal Quality ETF as of Q3 2026.

Based on Principal Securities's 13F filing for Q3 2026, filed 12 Nov 2026.