Principal Securities’s Roundhill GLP-1 & Weight Loss ETF OZEM Stock Holding History

Principal Securities’s Portfolio OZEM Stock Details OZEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$558K	Buy	+17,872	New	+$606K	0.01%	936

Other funds holding OZEM

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

AFO

Arrowroot Family Office Marina Del Rey, California $302M AUM 14.21% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

OFA

Oak Family Advisors Chicago, Illinois $391M AUM 26.35% 1-Year Est. Return

FTUS

Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return

OMC

Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

LPAM

Lodestar Private Asset Management Alamo, California $1.01B AUM 16.61% 1-Year Est. Return

Principal Securities's OZEM Position: Q1 2026 in Review

Principal Securities opened a new position in Roundhill GLP-1 & Weight Loss ETF (OZEM) in Q1 2026: 17,872 shares worth $558K. The stake represents 0.01% of the portfolio and ranks #936 among its holdings.

25 funds tracked by Wall St. Rank hold OZEM as of Q1 2026.

Principal Securities held 17,872 shares of Roundhill GLP-1 & Weight Loss ETF worth $558K as of Q1 2026.
Roundhill GLP-1 & Weight Loss ETF was a new Principal Securities position in Q1 2026.
Roundhill GLP-1 & Weight Loss ETF made up 0.01% of Principal Securities's portfolio in Q1 2026, its #936 holding.
25 funds tracked by Wall St. Rank held Roundhill GLP-1 & Weight Loss ETF as of Q1 2026.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.