PS
OZEM

Principal Securities’s Roundhill GLP-1 & Weight Loss ETF OZEM Stock Holding History

Principal Securities’s Portfolio OZEM Stock Details OZEM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$821K Buy
25,218
+7,346
+41% +$229K 0.01% 859
2026
Q1 		$558K Buy
+17,872
New +$606K 0.01% 936

Other funds holding OZEM

Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return
CCM
Cox Capital Management Andover, Massachusetts $180M AUM 40.44% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
OFA
Oak Family Advisors Chicago, Illinois $391M AUM 26.35% 1-Year Est. Return
PWM
Perigon Wealth Management San Francisco, California $6.36B AUM 28.76% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return
SF
Summit Financial Parsippany, New Jersey $9.12B AUM 27.44% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
AFO
Arrowroot Family Office Marina Del Rey, California $349M AUM 19.43% 1-Year Est. Return

Principal Securities's OZEM Position: Q2 2026 in Review

Principal Securities increased its Roundhill GLP-1 & Weight Loss ETF (OZEM) stake by 41% in Q2 2026, buying an estimated $229K and bringing the position to 25,218 shares worth $821K. The position accounts for 0.01% of the portfolio, ranked #859.

Principal Securities first reported a position in OZEM in Q1 2026 and has held it in 2 quarters since. 23 funds tracked by Wall St. Rank hold OZEM as of Q2 2026.

  • Principal Securities held 25,218 shares of Roundhill GLP-1 & Weight Loss ETF worth $821K as of Q2 2026.
  • Principal Securities bought 7,346 Roundhill GLP-1 & Weight Loss ETF shares in Q2 2026, an estimated $229K.
  • Roundhill GLP-1 & Weight Loss ETF made up 0.01% of Principal Securities's portfolio in Q2 2026, its #859 holding.
  • Principal Securities first reported a position in Roundhill GLP-1 & Weight Loss ETF in Q1 2026 and has held it in 2 quarters since.
  • 23 funds tracked by Wall St. Rank held Roundhill GLP-1 & Weight Loss ETF as of Q2 2026.

Based on Principal Securities's 13F filing for Q2 2026, filed 4 Aug 2026.