PS
CPTL

Principal Securities’s Global X Funds Global X Morningstar Capital Allocation Leaders ETF CPTL Stock Holding History

Principal Securities’s Portfolio CPTL Stock Details CPTL Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-127
Closed -$5.48K – 2552
2025
Q3 		$5.48K Buy
127
+3
+2% +$129 ﹤0.01% 2934
2025
Q2 		$5.01K Buy
+124
New +$5.01K ﹤0.01% 2871

Other funds holding CPTL

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
KWM
Kingsview Wealth Management Grants Pass, Oregon $7.33B AUM 16.07% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
Wealthfront Advisers
Wealthfront Advisers Palo Alto, California $45.6B AUM 18.83% 1-Year Est. Return
PIA
Perennial Investment Advisors Los Angeles, California $1.26B AUM 22.26% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Principal Securities's CPTL Position: Q4 2025 in Review

Principal Securities sold out of Global X Funds Global X Morningstar Capital Allocation Leaders ETF (CPTL) in Q4 2025, closing a stake of 127 shares — an estimated $5.48K sold.

Principal Securities first reported a position in CPTL in Q2 2025 and held it in 2 quarters. The position peaked at $5.48K in Q3 2025. 42 funds tracked by Wall St. Rank hold CPTL as of Q4 2025.

  • Principal Securities reported no remaining Global X Funds Global X Morningstar Capital Allocation Leaders ETF position as of Q4 2025 after selling out during the quarter.
  • Principal Securities sold 127 Global X Funds Global X Morningstar Capital Allocation Leaders ETF shares in Q4 2025, an estimated $5.48K.
  • Principal Securities first reported a position in Global X Funds Global X Morningstar Capital Allocation Leaders ETF in Q2 2025 and held it in 2 quarters.
  • Principal Securities's Global X Funds Global X Morningstar Capital Allocation Leaders ETF position peaked at $5.48K in Q3 2025.
  • 42 funds tracked by Wall St. Rank held Global X Funds Global X Morningstar Capital Allocation Leaders ETF as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.