Principal Securities’s iShares U.S. Large Cap Premium Income Active ETF BALI Stock Holding History

Principal Securities’s Portfolio BALI Stock Details BALI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$293K	Buy	+8,514	New	+$292K	﹤0.01%	1330

Other funds holding BALI

LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $115B AUM 18.52% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $192B AUM 13.66% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.32T AUM 44.66% 1-Year Est. Return

JP Morgan Chase New York $1.84T AUM 33.86% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $77B AUM 19.24% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $83.6B AUM 19.78% 1-Year Est. Return

Avior Wealth Management Omaha, Nebraska $3.79B AUM 15.36% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $375B AUM 21.05% 1-Year Est. Return

Morgan Stanley New York $1.96T AUM 27.49% 1-Year Est. Return

Principal Securities's BALI Position: Q3 2026 in Review

Principal Securities opened a new position in iShares U.S. Large Cap Premium Income Active ETF (BALI) in Q3 2026: 8,514 shares worth $293K. The stake represents ﹤0.01% of the portfolio and ranks #1330 among its holdings.

185 funds tracked by Wall St. Rank hold BALI as of Q3 2026.

Principal Securities held 8,514 shares of iShares U.S. Large Cap Premium Income Active ETF worth $293K as of Q3 2026.
iShares U.S. Large Cap Premium Income Active ETF was a new Principal Securities position in Q3 2026.
iShares U.S. Large Cap Premium Income Active ETF made up ﹤0.01% of Principal Securities's portfolio in Q3 2026, its #1330 holding.
185 funds tracked by Wall St. Rank held iShares U.S. Large Cap Premium Income Active ETF as of Q3 2026.

Based on Principal Securities's 13F filing for Q3 2026, filed 12 Nov 2026.