Principal Financial Group’s Global Brokerage, Inc. Class A Common Stock GLBR Stock Holding History

Principal Financial Group’s Portfolio GLBR Stock Details GLBR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-26,300	Closed	-$561K	–	2249
2015 Q1	$561K	Buy	26,300 +590	+2%	+$26.7K	﹤0.01%	1832
2014 Q4	$4.26M	Buy	25,710 +850	+3%	+$139K	0.01%	1458
2014 Q3	$3.94M	Buy	24,860 +1,698	+7%	+$242K	0.01%	1449
2014 Q2	$3.46M	Buy	23,162 +142	+0.6%	+$20.4K	0.01%	1558
2014 Q1	$3.4M	Buy	23,020 +123	+0.5%	+$20.4K	0.01%	1536
2013 Q4	$4.08M	Buy	22,897 +21,762	+1,917%	+$3.65M	0.01%	1458
2013 Q3	$224K	Buy	+1,135	New	+$204K	﹤0.01%	2072

Other funds holding GLBR

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Principal Financial Group's GLBR Position: Q2 2015 in Review

Principal Financial Group sold out of Global Brokerage, Inc. Class A Common Stock (GLBR) in Q2 2015, closing a stake of 26,300 shares — an estimated $561K sold.

Principal Financial Group first reported a position in GLBR in Q3 2013 and held it in 7 quarters. The position peaked at $4.26M in Q4 2014. 60 funds tracked by Wall St. Rank hold GLBR as of Q2 2015.

Principal Financial Group reported no remaining Global Brokerage, Inc. Class A Common Stock position as of Q2 2015 after selling out during the quarter.
Principal Financial Group sold 26,300 Global Brokerage, Inc. Class A Common Stock shares in Q2 2015, an estimated $561K.
Principal Financial Group first reported a position in Global Brokerage, Inc. Class A Common Stock in Q3 2013 and held it in 7 quarters.
Principal Financial Group's Global Brokerage, Inc. Class A Common Stock position peaked at $4.26M in Q4 2014.
60 funds tracked by Wall St. Rank held Global Brokerage, Inc. Class A Common Stock as of Q2 2015.

Based on Principal Financial Group's 13F filing for Q2 2015, filed 10 Aug 2015.