Principal Financial Group’s First Eagle Alternative Capital BDC, Inc. Common Stock FCRD Stock Holding History

Principal Financial Group’s Portfolio FCRD Stock Details FCRD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-49,000	Closed	-$467K	–	2258
2016 Q3	$467K	Sell	49,000 -275,779	-85%	-$2.91M	﹤0.01%	1873
2016 Q2	$3.62M	Sell	324,779 -24,397	-7%	-$266K	0.01%	1527
2016 Q1	$3.78M	Sell	349,176 -11,267	-3%	-$111K	0.01%	1484
2015 Q4	$3.86M	Buy	360,443 +6,654	+2%	+$76.1K	0.01%	1461
2015 Q3	$3.86M	Sell	353,789 -10,311	-3%	-$121K	0.01%	1451
2015 Q2	$4.21M	Buy	364,100 +63,618	+21%	+$778K	0.01%	1484
2015 Q1	$3.69M	Sell	300,482 -12,300	-4%	-$144K	0.01%	1496
2014 Q4	$3.68M	Sell	312,782 -10,000	-3%	-$126K	0.01%	1519
2014 Q3	$4.16M	Buy	322,782 +31,771	+11%	+$434K	0.01%	1430
2014 Q2	$4.07M	Hold	291,011	–	–	0.01%	1479
2014 Q1	$4.02M	Buy	291,011 +28,339	+11%	+$436K	0.01%	1468
2013 Q4	$4.33M	Buy	262,672 +31,379	+14%	+$511K	0.01%	1424
2013 Q3	$3.61M	Buy	231,293 +11,293	+5%	+$176K	0.01%	1462
2013 Q2	$3.34M	Buy	+220,000	New	+$3.31M	0.01%	1423

Other funds holding FCRD

Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return

Skandinaviska Enskilda Banken (SEB) Stockholm, Sweden $4.34B AUM 19.31% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

WFI

West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return

Principal Financial Group's FCRD Position: Q4 2016 in Review

Principal Financial Group sold out of First Eagle Alternative Capital BDC, Inc. Common Stock (FCRD) in Q4 2016, closing a stake of 49,000 shares — an estimated $467K sold.

Principal Financial Group first reported a position in FCRD in Q2 2013 and held it in 14 quarters. The position peaked at $4.33M in Q4 2013. 90 funds tracked by Wall St. Rank hold FCRD as of Q4 2016.

Principal Financial Group reported no remaining First Eagle Alternative Capital BDC, Inc. Common Stock position as of Q4 2016 after selling out during the quarter.
Principal Financial Group sold 49,000 First Eagle Alternative Capital BDC, Inc. Common Stock shares in Q4 2016, an estimated $467K.
Principal Financial Group first reported a position in First Eagle Alternative Capital BDC, Inc. Common Stock in Q2 2013 and held it in 14 quarters.
Principal Financial Group's First Eagle Alternative Capital BDC, Inc. Common Stock position peaked at $4.33M in Q4 2013.
90 funds tracked by Wall St. Rank held First Eagle Alternative Capital BDC, Inc. Common Stock as of Q4 2016.

Based on Principal Financial Group's 13F filing for Q4 2016, filed 13 Feb 2017.