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Prelude Capital Management Portfolio holdings

AUM $1.31B
1-Year Est. Return 62.01%
This Fund
S&P 500
This Quarter Est. Return
-0.12%
1 Year Est. Return
+62.01%
3 Year Est. Return
+164.15%
5 Year Est. Return
+274.12%
10 Year Est. Return
+2,470.02%
AUM
$3.91B
AUM Growth
+$545M
Cap. Flow
+$210M
Cap. Flow %
5.37%
Top 10 Hldgs %
40.38%
Holding
2,228
New
604
Increased
482
Reduced
356
Closed
557

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$84.4M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$81.5M
3
VAL icon
Valaris
VAL
+$24.1M
4
CAI
CAI International, Inc.
CAI
+$12.6M
5
STMP
Stamps.com, Inc.
STMP
+$11M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$22.9M
2
PRAH
PRA Health Sciences, Inc.
PRAH
+$19.4M
3
PFPT
Proofpoint, Inc.
PFPT
+$19M
4
AAWW
Atlas Air Worldwide Holdings, Inc.
AAWW
+$16.1M
5
MXIM
Maxim Integrated Products
MXIM
+$15.5M

Sector Composition

Rank Sector Weight
1 Financials 9.39%
2 Technology 6.32%
3 Consumer Discretionary 5.14%
4 Industrials 4.27%
5 Communication Services 2.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXE
1
PUT
Expand Energy Corp
EXE
$21.8B
$381M 9.74%
6,183,900
– –
SPY icon
2
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$364M 9.31%
848,100
-34,700
-4% -$15.3M
TSLA icon
3
PUT
Tesla
TSLA
$1.23T
$244M 6.25%
944,700
-39,900
-4% -$9.39M
SPY icon
4
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$173M 4.43%
403,400
+250,000
+163% +$110M
GME icon
5
PUT
GameStop
GME
$9.75B
$82.4M 2.11%
1,878,800
-1,232,800
-40% -$56.3M
VOO icon
6
Vanguard S&P 500 ETF
VOO
$979B
$82.1M 2.1%
+208,151
New +$84.4M
IWM icon
7
iShares Russell 2000 ETF
IWM
$79.8B
$80.5M 2.06%
+367,796
New +$81.5M
QQQ icon
8
PUT
Invesco QQQ Trust
QQQ
$453B
$72.8M 1.86%
203,400
+115,100
+130% +$42.4M
GLD icon
9
CALL
SPDR Gold Trust
GLD
$131B
$50.1M 1.28%
304,900
+286,900
+1,594% +$48M
IWM icon
10
PUT
iShares Russell 2000 ETF
IWM
$79.8B
$48.6M 1.24%
222,100
+193,300
+671% +$42.9M
KAHC
11
DELISTED
KKR Acquisition Holdings I Corp.
KAHC
$36.2M 0.93%
3,717,311
+17,311
+0.5% +$169K
HYG icon
12
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$31.9M 0.82%
364,800
+84,700
+30% +$7.43M
SE icon
13
CALL
Sea Limited
SE
$65.4B
$28.2M 0.72%
88,600
+4,600
+5% +$1.41M
SE icon
14
PUT
Sea Limited
SE
$65.4B
$28.2M 0.72%
88,500
+28,000
+46% +$8.59M
TLT icon
15
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$23.3M 0.6%
161,400
-3,000
-2% -$445K
INFO
16
DELISTED
IHS Markit Ltd. Common Shares
INFO
$23.1M 0.59%
198,406
+13,803
+7% +$1.63M
ARKK icon
17
CALL
ARK Innovation ETF
ARKK
$5.66B
$20.3M 0.52%
183,500
+47,200
+35% +$5.68M
GLD icon
18
SPDR Gold Trust
GLD
$131B
$20.2M 0.52%
123,224
+13,577
+12% +$2.27M
BHF icon
19
Brighthouse Financial
BHF
$3.56B
$19.4M 0.5%
428,014
+34,350
+9% +$1.55M
NUAN
20
DELISTED
Nuance Communications, Inc.
NUAN
$18M 0.46%
326,378
+35,077
+12% +$1.93M
QQQ icon
21
CALL
Invesco QQQ Trust
QQQ
$453B
$17.8M 0.46%
49,700
-40,800
-45% -$15M
GRBK icon
22
Green Brick Partners
GRBK
$3.04B
$17.5M 0.45%
850,681
+681
+0.1% +$16K
SPR
23
DELISTED
Spirit AeroSystems
SPR
$15.8M 0.4%
358,181
-46,889
-12% -$1.96M
CADE
24
DELISTED
Cadence Bancorporation
CADE
$14.7M 0.38%
668,605
+487,589
+269% +$9.95M
CLDR
25
DELISTED
Cloudera, Inc.
CLDR
$13.9M 0.36%
870,879
+351,701
+68% +$5.58M
1
2 3 4 5

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Prelude Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Prelude Capital Management held 2,228 positions worth $3.91B, up 16% from $3.36B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Prelude Capital Management deployed $210M of net new capital in Q3 2021, opening 604 new positions and adding to 482 existing holdings. Its largest new stake was Vanguard S&P 500 ETF: 208,151 shares worth $82.1M.

By sector, the portfolio is most concentrated in Financials at 9.4% of assets, up from 8.9% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Frontier Communications, an estimated $8.65M trimmed.

  • Prelude Capital Management's largest Q3 2021 buy was Vanguard S&P 500 ETF: 208,151 shares worth $82.1M.
  • Prelude Capital Management added most to Valaris in Q3 2021, an estimated $24.1M increase.
  • Prelude Capital Management's biggest Q3 2021 reduction was Frontier Communications, cutting an estimated $8.65M.
  • Prelude Capital Management fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $22.9M.
  • Prelude Capital Management's ten largest holdings make up 40% of its $3.91B portfolio in Q3 2021.
  • Prelude Capital Management opened 604 new positions and closed 557 in Q3 2021.
  • Prelude Capital Management's portfolio value rose 16% quarter-over-quarter to $3.91B.

Based on Prelude Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.