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Prelude Capital Management Portfolio holdings

AUM $1.37B
1-Year Est. Return 71.68%
This Fund
S&P 500
This Quarter Est. Return
+19.61%
1 Year Est. Return
+71.68%
3 Year Est. Return
+198.05%
5 Year Est. Return
+324.32%
10 Year Est. Return
+2,686.25%
AUM
$2.63B
AUM Growth
+$411M
Cap. Flow
-$169M
Cap. Flow %
-6.43%
Top 10 Hldgs %
44.92%
Holding
2,471
New
804
Increased
452
Reduced
440
Closed
595

Top Buys

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$13.4M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$10.5M
3
CISN
Cision Ltd. Ordinary Share
CISN
+$10M
4
MDCO
Medicines Co
MDCO
+$8.78M
5
TIF
Tiffany & Co.
TIF
+$7.91M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$42.5M
2
VSM
Versum Materials, Inc.
VSM
+$29.7M
3
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$23.3M
4
AABA
Altaba Inc
AABA
+$18.8M
5
CPE
Callon Petroleum Company
CPE
+$17.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 74.19%
2 Healthcare 4.89%
3 Technology 4.77%
4 Consumer Discretionary 3.41%
5 Communication Services 3.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$799B
$642M 24.42%
1,995,500
-18,700
-0.9% -$5.76M
SPY icon
2
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$799B
$249M 9.47%
774,200
+616,000
+389% +$190M
HYG icon
3
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.1B
$65M 2.47%
739,400
+732,200
+10,169% +$63.7M
TSLA icon
4
PUT
Tesla
TSLA
$1.41T
$50.7M 1.93%
1,816,500
+1,416,000
+354% +$30.7M
QQQ icon
5
PUT
Invesco QQQ Trust
QQQ
$474B
$39.9M 1.52%
187,500
-390,400
-68% -$78.2M
AAPL icon
6
PUT
Apple
AAPL
$4.84T
$36.5M 1.39%
497,200
+298,400
+150% +$19.2M
IWM icon
7
PUT
iShares Russell 2000 ETF
IWM
$76.9B
$30.5M 1.16%
+192,800
New +$30.5M
INTC icon
8
PUT
Intel
INTC
$513B
$23.6M 0.9%
393,600
-9,400
-2% -$526K
AGN
9
DELISTED
Allergan plc
AGN
$22.3M 0.85%
116,390
-88,418
-43% -$16M
TSLA icon
10
CALL
Tesla
TSLA
$1.41T
$21.7M 0.82%
777,000
+646,500
+495% +$14M
NFLX icon
11
PUT
Netflix
NFLX
$324B
$21.2M 0.8%
654,000
+562,000
+611% +$16.7M
BOLD
12
DELISTED
Audentes Therapeutics, Inc
BOLD
$16.7M 0.63%
+278,465
New +$10.5M
WCG
13
DELISTED
Wellcare Health Plans, Inc.
WCG
$15.7M 0.6%
47,481
-51,674
-52% -$15.5M
ZAYO
14
DELISTED
Zayo Group Holdings, Inc.
ZAYO
$15.1M 0.57%
435,302
+142,519
+49% +$4.88M
NFLX icon
15
Netflix
NFLX
$324B
$14.7M 0.56%
+452,870
New +$13.4M
MU icon
16
Micron Technology
MU
$1.05T
$12.8M 0.49%
238,724
+40,081
+20% +$1.91M
MDCO
17
DELISTED
Medicines Co
MDCO
$11.9M 0.45%
139,534
+131,588
+1,656% +$8.78M
HYG icon
18
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.1B
$11.8M 0.45%
134,078
+2,285
+2% +$199K
IWM icon
19
CALL
iShares Russell 2000 ETF
IWM
$76.9B
$11.6M 0.44%
70,200
+68,500
+4,029% +$10.8M
LQD icon
20
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.1B
$11.6M 0.44%
90,641
-87,545
-49% -$11.1M
GLD icon
21
PUT
SPDR Gold Trust
GLD
$145B
$11.1M 0.42%
77,400
-4,300
-5% -$601K
CISN
22
DELISTED
Cision Ltd. Ordinary Share
CISN
$10.5M 0.4%
1,054,191
+1,047,191
+14,960% +$10M
PARA
23
PUT
DELISTED
Paramount Global Class B
PARA
$10.5M 0.4%
+250,000
New +$9.68M
GOOGL icon
24
CALL
Alphabet (Google) Class A
GOOGL
$4.22T
$10M 0.38%
+150,000
New +$9.68M
MSFT icon
25
PUT
Microsoft
MSFT
$3.69T
$10M 0.38%
63,700
-29,400
-32% -$4.32M
1
2 3 4 5

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AIP
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Prelude Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Prelude Capital Management held 2,471 positions worth $2.63B, up 19% from $2.22B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Prelude Capital Management withdrew a net $169M in Q4 2019, closing 595 positions and reducing 440 holdings. Its most notable exit was Celgene Corp, an estimated $42.5M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 74% of assets, up from 66% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Prelude Capital Management opened a new position in Netflix worth $14.7M.

  • Prelude Capital Management's largest Q4 2019 buy was Netflix: 452,870 shares worth $14.7M.
  • Prelude Capital Management added most to Cision Ltd. Ordinary Share in Q4 2019, an estimated $10M increase.
  • Prelude Capital Management's biggest Q4 2019 reduction was Callon Petroleum Company, cutting an estimated $17.2M.
  • Prelude Capital Management fully exited Celgene Corp in Q4 2019, selling an estimated $42.5M.
  • Prelude Capital Management's ten largest holdings make up 45% of its $2.63B portfolio in Q4 2019.
  • Prelude Capital Management opened 804 new positions and closed 595 in Q4 2019.
  • Prelude Capital Management's portfolio value rose 19% quarter-over-quarter to $2.63B.

Based on Prelude Capital Management's 13F filing for Q4 2019, filed 14 Feb 2020.