We are live on ! Find out more
PCM

Prelude Capital Management Portfolio holdings

AUM $1.31B
1-Year Est. Return 62.02%
This Fund
S&P 500
This Quarter Est. Return
+0.5%
1 Year Est. Return
+62.02%
3 Year Est. Return
+164.16%
5 Year Est. Return
+274.13%
10 Year Est. Return
+2,470.2%
AUM
$710M
AUM Growth
-$45.7M
Cap. Flow
-$39.7M
Cap. Flow %
-5.59%
Top 10 Hldgs %
9.53%
Holding
2,469
New
584
Increased
596
Reduced
458
Closed
638

Top Buys

Rank Stock Value
1
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$6.42M
2
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$5.12M
3
DTV
DIRECTV COM STK (DE)
DTV
+$4.61M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$4.59M
5
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$4.56M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$5.64M
2
LVNTA
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
+$4.48M
3
DS
Drive Shack Inc.
DS
+$4.28M
4
HAWK
Blackhawk Network Holdings, Inc. Common Stock
HAWK
+$3.81M
5
SCCO icon
Southern Copper
SCCO
+$3.7M

Sector Composition

Rank Sector Weight
1 Technology 11.11%
2 Energy 9.76%
3 Consumer Discretionary 8.51%
4 Industrials 8.43%
5 Healthcare 7.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNS
2401
DELISTED
UNS ENERGY CORP COM
UNS
– –
-23,100
Closed -$1.4M
QCOR
2402
DELISTED
QUESTCOR PHARMA INC
QCOR
– –
-23,750
Closed -$2.2M
PLXT
2403
DELISTED
PLX TECHNOLOGY INC
PLXT
– –
-41,525
Closed -$269K
NDZ
2404
DELISTED
NORDION INC COM STK (CDA)
NDZ
– –
-110,800
Closed -$1.39M
IDIX
2405
DELISTED
IDENIX PHARMACEUTICALS INC
IDIX
– –
-110,928
Closed -$2.67M
EQU
2406
DELISTED
EQUAL ENERGY LTD COM
EQU
– –
-120,000
Closed -$650K
ESC
2407
DELISTED
EMERITUS CORP
ESC
– –
-69,135
Closed -$2.19M
CWH.PRD
2408
DELISTED
COMMONWEALTH REIT 6.50% PFD CUMV CONV SHS SER D
CWH.PRD
– –
-763
Closed -$19K
SGK
2409
DELISTED
SCHAWK INC CL-A
SGK
– –
-78,529
Closed -$1.6M
CCH
2410
DELISTED
COCA-COLA HBC AG SPONSORED ADR(SWITZERLAND)
CCH
– –
-7,817
Closed -$179K
FIO
2411
CALL
DELISTED
FUSION-IO INC COM
FIO
– –
-20,000
Closed -$226K
FIO
2412
DELISTED
FUSION-IO INC COM
FIO
– –
-7,100
Closed -$80K
HITT
2413
DELISTED
HITTITE MICROWAVE CORP
HITT
– –
-1,323
Closed -$103K
CBEY
2414
DELISTED
CBEYOND INC COM STK
CBEY
– –
-168,360
Closed -$1.68M
GA
2415
DELISTED
GIANT INTERACTIVE GROUP INC ADR (CAYMAN ISLANDS)
GA
– –
-24,900
Closed -$295K
AMAP
2416
DELISTED
AUTONAVI HLDGS LTD SPON ADR (CYM)
AMAP
– –
-30,900
Closed -$646K
PDH
2417
DELISTED
PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT
PDH
– –
-20,828
Closed -$299K
VSB
2418
DELISTED
VANTAGESOUTH BANCHARES, INC
VSB
– –
-146
Closed -$1K
FURX
2419
PUT
DELISTED
FURIEX PHARMACEUTICALS INC COM STK (DE)
FURX
– –
-500
Closed -$53K
FRX
2420
DELISTED
FOREST LABORATORIES INC
FRX
– –
-56,943
Closed -$5.64M
TWGP
2421
DELISTED
TOWER GROUP INTL LTD COM STK (BERMUDA)
TWGP
– –
-155,500
Closed -$280K
TWGP
2422
PUT
DELISTED
TOWER GROUP INTL LTD COM STK (BERMUDA)
TWGP
– –
-4,400
Closed -$8K
HCF
2423
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
– –
-7,257
Closed -$88K
AWH
2424
DELISTED
Allied World Assurance Co Hld Lt
AWH
– –
-41
Closed -$115K
PDLI
2425
DELISTED
PDL BioPharma, Inc.
PDLI
– –
-13,800
Closed -$134K
95 96
97
98 99

Similar funds

PFBT
Parkside Financial Bank & Trust Saint Louis, Missouri $1.31B AUM 19.14% 1-Year Est. Return
CCP
Clarkston Capital Partners Rochester, Michigan $1.31B AUM 3.79% 1-Year Est. Return
SP
Sherman Porfolios Coeur D'alene, Idaho $1.3B AUM 35.18% 1-Year Est. Return
HCS
Himension Capital (Singapore) Singapore $1.3B AUM 85.53% 1-Year Est. Return
SPC
Silver Point Capital Greenwich, Connecticut $1.3B AUM 18.3% 1-Year Est. Return
GPCM
Greenbrier Partners Capital Management Dallas, Texas $1.3B AUM 21.43% 1-Year Est. Return
MCM
Mainstay Capital Management Grand Blanc, Michigan $1.3B AUM 37.8% 1-Year Est. Return
MDSL
M.D. Sass LLC New York $1.32B AUM 16.01% 1-Year Est. Return

Prelude Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Prelude Capital Management held 2,469 positions worth $710M, down 6% from $756M the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Prelude Capital Management withdrew a net $39.7M in Q3 2014, closing 638 positions and reducing 458 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $5.64M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.1% a quarter earlier, followed by Energy and Consumer Discretionary.

Against the trend, Prelude Capital Management opened a new position in CONCUR TECHNOLOGIES INC worth $6.4M.

  • Prelude Capital Management's largest Q3 2014 buy was CONCUR TECHNOLOGIES INC: 50,447 shares worth $6.4M.
  • Prelude Capital Management added most to COVIDIEN PLC COM SHS NEW (IRELAND) in Q3 2014, an estimated $6.42M increase.
  • Prelude Capital Management's biggest Q3 2014 reduction was Liberty Interactive Corporation Series A Liberty Ventures, cutting an estimated $4.48M.
  • Prelude Capital Management fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $5.64M.
  • Prelude Capital Management's ten largest holdings make up 9.5% of its $710M portfolio in Q3 2014.
  • Prelude Capital Management opened 584 new positions and closed 638 in Q3 2014.
  • Prelude Capital Management's portfolio value fell 6% quarter-over-quarter to $710M.

Based on Prelude Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.