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Prelude Capital Management Portfolio holdings

AUM $1.31B
1-Year Est. Return 62.02%
This Fund
S&P 500
This Quarter Est. Return
+0.5%
1 Year Est. Return
+62.02%
3 Year Est. Return
+164.16%
5 Year Est. Return
+274.13%
10 Year Est. Return
+2,470.2%
AUM
$710M
AUM Growth
-$45.7M
Cap. Flow
-$39.7M
Cap. Flow %
-5.59%
Top 10 Hldgs %
9.53%
Holding
2,469
New
584
Increased
596
Reduced
458
Closed
638

Top Buys

Rank Stock Value
1
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$6.42M
2
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$5.12M
3
DTV
DIRECTV COM STK (DE)
DTV
+$4.61M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$4.59M
5
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$4.56M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$5.64M
2
LVNTA
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
+$4.48M
3
DS
Drive Shack Inc.
DS
+$4.28M
4
HAWK
Blackhawk Network Holdings, Inc. Common Stock
HAWK
+$3.81M
5
SCCO icon
Southern Copper
SCCO
+$3.7M

Sector Composition

Rank Sector Weight
1 Technology 11.11%
2 Energy 9.76%
3 Consumer Discretionary 8.51%
4 Industrials 8.43%
5 Healthcare 7.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DATA
2251
PUT
DELISTED
Tableau Software, Inc.
DATA
– –
-2,800
Closed -$200K
ARRY
2252
DELISTED
Array Biopharma Inc
ARRY
– –
-30,200
Closed -$138K
EPE
2253
DELISTED
EP Energy Corporation
EPE
– –
-2,328
Closed -$54K
HZNP
2254
CALL
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
– –
-2,000
Closed -$32K
HZNP
2255
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
– –
-2,000
Closed -$32K
ESL
2256
DELISTED
Esterline Technologies
ESL
– –
-400
Closed -$46K
AHL
2257
DELISTED
ASPEN Insurance Holding Limited
AHL
– –
-1,842
Closed -$84K
DNB
2258
DELISTED
Dun & Bradstreet
DNB
– –
-7,859
Closed -$866K
CVRR
2259
CALL
DELISTED
CVR Refining, LP
CVRR
– –
-600
Closed -$15K
CVRR
2260
DELISTED
CVR Refining, LP
CVRR
– –
-4,800
Closed -$120K
TSRO
2261
DELISTED
TESARO, Inc.
TSRO
– –
-500
Closed -$16K
ECYT
2262
PUT
DELISTED
Endocyte, Inc. Common Stock
ECYT
– –
-18,100
Closed -$119K
LKM
2263
DELISTED
Link Motion Inc.
LKM
– –
-85,000
Closed -$522K
LKM
2264
PUT
DELISTED
Link Motion Inc.
LKM
– –
-2,400
Closed -$15K
LHO
2265
DELISTED
LaSalle Hotel Properties
LHO
– –
-3,700
Closed -$131K
EGN
2266
DELISTED
Energen
EGN
– –
-4,139
Closed -$368K
COL
2267
DELISTED
Rockwell Collins
COL
– –
-498
Closed -$39K
KS
2268
DELISTED
KapStone Paper and Pack Corp.
KS
– –
-1,140
Closed -$38K
PNK
2269
DELISTED
Pinnacle Entertainment Inc.
PNK
– –
-7,600
Closed -$191K
CVG
2270
DELISTED
Convergys
CVG
– –
-3,910
Closed -$84K
AVHI
2271
DELISTED
A V Homes, Inc.
AVHI
– –
-1,900
Closed -$31K
AAV
2272
DELISTED
Advantage Oil & Gas Ltd
AAV
– –
-2,470
Closed -$17K
ILG
2273
DELISTED
ILG, Inc Common Stock
ILG
– –
-1,900
Closed -$42K
SIGM
2274
CALL
DELISTED
Sigma Designs Inc
SIGM
– –
-18,700
Closed -$86K
PRKR
2275
CALL
DELISTED
Parkervision Inc
PRKR
– –
-250
Closed -$4K
89 90
91
92 93

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Prelude Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Prelude Capital Management held 2,469 positions worth $710M, down 6% from $756M the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Prelude Capital Management withdrew a net $39.7M in Q3 2014, closing 638 positions and reducing 458 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $5.64M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.1% a quarter earlier, followed by Energy and Consumer Discretionary.

Against the trend, Prelude Capital Management opened a new position in CONCUR TECHNOLOGIES INC worth $6.4M.

  • Prelude Capital Management's largest Q3 2014 buy was CONCUR TECHNOLOGIES INC: 50,447 shares worth $6.4M.
  • Prelude Capital Management added most to COVIDIEN PLC COM SHS NEW (IRELAND) in Q3 2014, an estimated $6.42M increase.
  • Prelude Capital Management's biggest Q3 2014 reduction was Liberty Interactive Corporation Series A Liberty Ventures, cutting an estimated $4.48M.
  • Prelude Capital Management fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $5.64M.
  • Prelude Capital Management's ten largest holdings make up 9.5% of its $710M portfolio in Q3 2014.
  • Prelude Capital Management opened 584 new positions and closed 638 in Q3 2014.
  • Prelude Capital Management's portfolio value fell 6% quarter-over-quarter to $710M.

Based on Prelude Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.