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Prelude Capital Management Portfolio holdings

AUM $1.31B
1-Year Est. Return 62.01%
This Fund
S&P 500
This Quarter Est. Return
+10.31%
1 Year Est. Return
+62.01%
3 Year Est. Return
+164.15%
5 Year Est. Return
+274.12%
10 Year Est. Return
+2,470.02%
AUM
$606M
AUM Growth
-$13.3M
Cap. Flow
-$54.3M
Cap. Flow %
-8.96%
Top 10 Hldgs %
12.05%
Holding
2,299
New
596
Increased
470
Reduced
352
Closed
720

Top Buys

Rank Stock Value
1
IRE
GOVERNOR-BK OF IRELND ADS NEW
IRE
+$5.24M
2
STWD icon
Starwood Property Trust
STWD
+$4.21M
3
LBTYA icon
Liberty Global Class A
LBTYA
+$3.21M
4
HAL icon
Halliburton
HAL
+$2.93M
5
CSTM icon
Constellium
CSTM
+$2.9M

Top Sells

Rank Stock Value
1
NYX
NYSE EURONEXT INC
NYX
+$3.53M
2
VRNT
Verint Systems
VRNT
+$3.41M
3
GLNG icon
Golar LNG
GLNG
+$3.18M
4
GPOR
Gulfport Energy Corp.
GPOR
+$3.17M
5
WWAV
The WhiteWave Foods Company
WWAV
+$2.92M

Sector Composition

Rank Sector Weight
1 Energy 12.7%
2 Consumer Discretionary 8.68%
3 Technology 8.31%
4 Industrials 8.3%
5 Real Estate 8.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSE
2201
DELISTED
PIONEER SOUTHWEST ENERGY PARTNERS LP
PSE
– –
-19,700
Closed -$871K
MAKO
2202
CALL
DELISTED
MAKO SURGICAL CORP COM
MAKO
– –
-4,000
Closed -$118K
MAKO
2203
DELISTED
MAKO SURGICAL CORP COM
MAKO
– –
-8,227
Closed -$243K
MAKO
2204
PUT
DELISTED
MAKO SURGICAL CORP COM
MAKO
– –
-16,000
Closed -$472K
MOLX
2205
DELISTED
MOLEX INC
MOLX
– –
-19,200
Closed -$740K
LCC
2206
DELISTED
US AIRWAYS GROUP INC.
LCC
– –
-13,500
Closed -$256K
ROMA
2207
DELISTED
ROMA FINANCIAL CORPORATION COM STK
ROMA
– –
-9,900
Closed -$184K
TLAB
2208
DELISTED
TELLABS INC
TLAB
– –
-95,400
Closed -$217K
SHFL
2209
DELISTED
SHFL ENTMT INC
SHFL
– –
-7,304
Closed -$168K
GM.PRB
2210
DELISTED
GENERAL MTRS CO JR PFD CONV SER B (DE)
GM.PRB
– –
-5,000
Closed -$251K
NAFC
2211
DELISTED
NASH FINCH CO
NAFC
– –
-839
Closed -$22K
ACTV
2212
DELISTED
Active Network Inc
ACTV
– –
-39,600
Closed -$567K
MFLR
2213
DELISTED
MAYFLOWER BANCORP, INC COMMON STOCK
MFLR
– –
-2,448
Closed -$47K
NYX
2214
CALL
DELISTED
NYSE EURONEXT INC
NYX
– –
-67,200
Closed -$2.82M
NYX
2215
DELISTED
NYSE EURONEXT INC
NYX
– –
-84,068
Closed -$3.53M
LSE
2216
DELISTED
CAPLEASE, INC
LSE
– –
-39,100
Closed -$332K
OMX
2217
DELISTED
OFFICEMAX INCORPORATED
OMX
– –
-2,373
Closed -$30K
GWAY
2218
DELISTED
GREENWAY MED TECHNOLOGIES INC CPM STK (DE)
GWAY
– –
-13,200
Closed -$273K
SKS
2219
DELISTED
SAKS INCORPORATED
SKS
– –
-46,400
Closed -$740K
DOLE
2220
DELISTED
DOLE FOOD CO INC NEW CMN STK (DE)
DOLE
– –
-18,200
Closed -$248K
DELL
2221
DELISTED
DELL INC
DELL
– –
-183,557
Closed -$2.52M
OPTR
2222
DELISTED
OPTIMER PHARMACEUTICALS, INC. COM STK
OPTR
– –
-15,118
Closed -$190K
WMS
2223
CALL
DELISTED
WMS INDS INC
WMS
– –
-47,300
Closed -$1.23M
WMS
2224
DELISTED
WMS INDS INC
WMS
– –
-34,815
Closed -$903K
PVFC
2225
DELISTED
PVF CAPITAL CORP
PVFC
– –
-4,496
Closed -$19K
87 88
89
90 91

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PFBT
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CCP
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SP
Sherman Porfolios Coeur D'alene, Idaho $1.3B AUM 35.18% 1-Year Est. Return
WGAM
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HCS
Himension Capital (Singapore) Singapore $1.3B AUM 85.53% 1-Year Est. Return
B
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SPC
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GPCM
Greenbrier Partners Capital Management Dallas, Texas $1.3B AUM 21.43% 1-Year Est. Return

Prelude Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Prelude Capital Management held 2,299 positions worth $606M, down 2.1% from $619M the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Prelude Capital Management withdrew a net $54.3M in Q4 2013, closing 720 positions and reducing 352 holdings. Its most notable exit was NYSE EURONEXT INC, an estimated $3.53M position sold in full.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Prelude Capital Management opened a new position in GOVERNOR-BK OF IRELND ADS NEW worth $448K.

  • Prelude Capital Management's largest Q4 2013 buy was GOVERNOR-BK OF IRELND ADS NEW: 372,700 shares worth $448K.
  • Prelude Capital Management added most to Starwood Property Trust in Q4 2013, an estimated $4.21M increase.
  • Prelude Capital Management's biggest Q4 2013 reduction was Verint Systems, cutting an estimated $3.41M.
  • Prelude Capital Management fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $3.53M.
  • Prelude Capital Management's ten largest holdings make up 12% of its $606M portfolio in Q4 2013.
  • Prelude Capital Management opened 596 new positions and closed 720 in Q4 2013.
  • Prelude Capital Management's portfolio value fell 2.1% quarter-over-quarter to $606M.

Based on Prelude Capital Management's 13F filing for Q4 2013, filed 14 Feb 2014.