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PCM

Prelude Capital Management Portfolio holdings

AUM $1.31B
1-Year Est. Return 62.02%
This Fund
S&P 500
This Quarter Est. Return
-0.12%
1 Year Est. Return
+62.02%
3 Year Est. Return
+164.16%
5 Year Est. Return
+274.13%
10 Year Est. Return
+2,470.2%
AUM
$3.91B
AUM Growth
+$545M
Cap. Flow
+$210M
Cap. Flow %
5.36%
Top 10 Hldgs %
40.38%
Holding
2,228
New
603
Increased
482
Reduced
356
Closed
557

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$84.4M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$81.5M
3
VAL icon
Valaris
VAL
+$24.1M
4
CAI
CAI International, Inc.
CAI
+$12.6M
5
STMP
Stamps.com, Inc.
STMP
+$11M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$22.9M
2
PRAH
PRA Health Sciences, Inc.
PRAH
+$19.4M
3
PFPT
Proofpoint, Inc.
PFPT
+$19M
4
AAWW
Atlas Air Worldwide Holdings, Inc.
AAWW
+$16.1M
5
MXIM
Maxim Integrated Products
MXIM
+$15.5M

Sector Composition

Rank Sector Weight
1 Financials 9.39%
2 Technology 6.32%
3 Consumer Discretionary 5.14%
4 Industrials 4.27%
5 Communication Services 2.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHSP
2151
DELISTED
SharpSpring, Inc.
SHSP
– –
-17,263
Closed -$292K
PFPT
2152
DELISTED
Proofpoint, Inc.
PFPT
– –
-109,317
Closed -$19M
QTS
2153
DELISTED
QTS REALTY TRUST, INC.
QTS
– –
-69,713
Closed -$5.39M
SYKE
2154
DELISTED
SYKES Enterprises Inc
SYKE
– –
-5,820
Closed -$313K
MXIM
2155
DELISTED
Maxim Integrated Products
MXIM
– –
-147,442
Closed -$15.5M
RMGB
2156
DELISTED
RMG Acquisition Corp. II Class A Ordinary Shares
RMGB
– –
-35,000
Closed -$348K
NSH.WS
2157
DELISTED
NavSight Holdings, Inc. Warrants, each whole warrant exercisable for one share of Class A Common Sto
NSH.WS
– –
-23,550
Closed -$40K
NBA.WS
2158
DELISTED
New Beginnings Acquisition Corp. Redeemable Warrants, each warrant exercisable for one share of Comm
NBA.WS
– –
-11,142
Closed -$13K
MMAC
2159
DELISTED
MMA Capital Holdings, Inc. Common Stock
MMAC
– –
-7,500
Closed -$204K
AMRB
2160
DELISTED
American River Bankshares
AMRB
– –
-40,654
Closed -$731K
GRSV
2161
DELISTED
Gores Holdings V, Inc.
GRSV
– –
-13,650
Closed -$138K
NEBC
2162
DELISTED
Nebula Caravel Acquisition Corp. Class A Common Stock
NEBC
– –
-13,370
Closed -$134K
TLND
2163
DELISTED
Talend S.A. American Depositary Shares
TLND
– –
-54,236
Closed -$3.56M
BPY
2164
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
– –
-123,000
Closed -$2.33M
HOME
2165
DELISTED
At Home Group Inc.
HOME
– –
-232,546
Closed -$8.57M
ALXN
2166
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-124,788
Closed -$22.9M
WORK
2167
DELISTED
Slack Technologies, Inc.
WORK
– –
-341,199
Closed -$15.1M
FCBP
2168
DELISTED
First Choice Bancorp Common Stock
FCBP
– –
-53,258
Closed -$1.62M
CNST
2169
DELISTED
Constellation Pharmaceuticals, Inc.
CNST
– –
-101,865
Closed -$3.44M
CNST
2170
PUT
DELISTED
Constellation Pharmaceuticals, Inc.
CNST
– –
-50,000
Closed -$1.69M
LMNX
2171
DELISTED
Luminex Corp
LMNX
– –
-342,605
Closed -$12.6M
CHPT.WS
2172
DELISTED
ChargePoint Holdings, Inc. Warrants, exercisable for one share of Common Stock
CHPT.WS
– –
-13,500
Closed -$314K
WPF
2173
DELISTED
Foley Trasimene Acquisition Corp.
WPF
– –
-103,817
Closed -$1.01M
FCACW
2174
DELISTED
Falcon Capital Acquisition Corp. Warrant
FCACW
– –
-11,430
Closed -$20K
WTRE
2175
DELISTED
Watford Holdings Ltd. Common Shares
WTRE
– –
-30,353
Closed -$1.06M
84 85 86
87
88

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Prelude Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Prelude Capital Management held 2,228 positions worth $3.91B, up 16% from $3.36B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Prelude Capital Management deployed $210M of net new capital in Q3 2021, opening 603 new positions and adding to 482 existing holdings. Its largest new stake was Vanguard S&P 500 ETF: 208,151 shares worth $82.1M.

By sector, the portfolio is most concentrated in Financials at 9.4% of assets, up from 8.9% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Frontier Communications, an estimated $8.65M trimmed.

  • Prelude Capital Management's largest Q3 2021 buy was Vanguard S&P 500 ETF: 208,151 shares worth $82.1M.
  • Prelude Capital Management added most to Valaris in Q3 2021, an estimated $24.1M increase.
  • Prelude Capital Management's biggest Q3 2021 reduction was Frontier Communications, cutting an estimated $8.65M.
  • Prelude Capital Management fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $22.9M.
  • Prelude Capital Management's ten largest holdings make up 40% of its $3.91B portfolio in Q3 2021.
  • Prelude Capital Management opened 603 new positions and closed 557 in Q3 2021.
  • Prelude Capital Management's portfolio value rose 16% quarter-over-quarter to $3.91B.

Based on Prelude Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.