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Prelude Capital Management Portfolio holdings

AUM $1.31B
1-Year Est. Return 62.02%
This Fund
S&P 500
This Quarter Est. Return
+0.5%
1 Year Est. Return
+62.02%
3 Year Est. Return
+164.16%
5 Year Est. Return
+274.13%
10 Year Est. Return
+2,470.2%
AUM
$710M
AUM Growth
-$45.7M
Cap. Flow
-$39.7M
Cap. Flow %
-5.59%
Top 10 Hldgs %
9.53%
Holding
2,469
New
584
Increased
596
Reduced
458
Closed
638

Top Buys

Rank Stock Value
1
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$6.42M
2
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$5.12M
3
DTV
DIRECTV COM STK (DE)
DTV
+$4.61M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$4.59M
5
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$4.56M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$5.64M
2
LVNTA
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
+$4.48M
3
DS
Drive Shack Inc.
DS
+$4.28M
4
HAWK
Blackhawk Network Holdings, Inc. Common Stock
HAWK
+$3.81M
5
SCCO icon
Southern Copper
SCCO
+$3.7M

Sector Composition

Rank Sector Weight
1 Technology 11.11%
2 Energy 9.76%
3 Consumer Discretionary 8.51%
4 Industrials 8.43%
5 Healthcare 7.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNFI icon
2126
United Natural Foods
UNFI
$2.85B
– –
-400
Closed -$26K
UPS icon
2127
United Parcel Service
UPS
$88.9B
– –
-400
Closed -$41K
URBN icon
2128
Urban Outfitters
URBN
$6.59B
– –
-9,000
Closed -$305K
USO icon
2129
United States Oil Fund
USO
$1.84B
– –
-750
Closed -$233K
UTI icon
2130
Universal Technical Institute
UTI
$1.59B
– –
-4,400
Closed -$53K
UVSP icon
2131
Univest Financial
UVSP
$1.18B
– –
-1,700
Closed -$35K
VAC icon
2132
Marriott Vacations Worldwide
VAC
$4.24B
– –
-700
Closed -$41K
VCV icon
2133
Invesco California Value Municipal Income Trust
VCV
$522M
– –
-1
Closed –
VECO icon
2134
CALL
Veeco
VECO
$3.23B
– –
-7,400
Closed -$276K
VERU icon
2135
Veru
VERU
$37.4M
– –
-3,000
Closed -$165K
VGM icon
2136
Invesco Trust Investment Grade Municipals
VGM
$564M
– –
-1
Closed –
VHC icon
2137
VirnetX Holding Corp
VHC
$63.1M
– –
-600
Closed -$211K
VHI icon
2138
Valhi
VHI
$450M
– –
-275
Closed -$21K
VLY icon
2139
Valley National Bancorp
VLY
$8.05B
– –
-1,640
Closed -$16K
VNDA icon
2140
CALL
Vanda Pharmaceuticals
VNDA
$302M
– –
-18,400
Closed -$298K
VNDA icon
2141
Vanda Pharmaceuticals
VNDA
$302M
– –
-10,403
Closed -$168K
VPV icon
2142
Invesco Pennsylvania Value Municipal Income Trust
VPV
$200M
– –
-1
Closed –
VRA icon
2143
Vera Bradley
VRA
$98.7M
– –
-1,300
Closed -$28K
VRA icon
2144
PUT
Vera Bradley
VRA
$98.7M
– –
-57,000
Closed -$1.25M
VRTX icon
2145
CALL
Vertex Pharmaceuticals
VRTX
$126B
– –
-100
Closed -$9K
VRTX icon
2146
PUT
Vertex Pharmaceuticals
VRTX
$126B
– –
-7,300
Closed -$691K
WABC icon
2147
Westamerica Bancorp
WABC
$1.37B
– –
-800
Closed -$42K
WAT icon
2148
PUT
Waters Corp
WAT
$39.9B
– –
-3,000
Closed -$313K
WATT icon
2149
Energous
WATT
$102M
– –
-5
Closed -$50K
WDAY icon
2150
PUT
Workday
WDAY
$44.4B
– –
-1,400
Closed -$126K
84 85
86
87 88

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CCP
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SP
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HCS
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GPCM
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MCM
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Prelude Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Prelude Capital Management held 2,469 positions worth $710M, down 6% from $756M the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Prelude Capital Management withdrew a net $39.7M in Q3 2014, closing 638 positions and reducing 458 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $5.64M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.1% a quarter earlier, followed by Energy and Consumer Discretionary.

Against the trend, Prelude Capital Management opened a new position in CONCUR TECHNOLOGIES INC worth $6.4M.

  • Prelude Capital Management's largest Q3 2014 buy was CONCUR TECHNOLOGIES INC: 50,447 shares worth $6.4M.
  • Prelude Capital Management added most to COVIDIEN PLC COM SHS NEW (IRELAND) in Q3 2014, an estimated $6.42M increase.
  • Prelude Capital Management's biggest Q3 2014 reduction was Liberty Interactive Corporation Series A Liberty Ventures, cutting an estimated $4.48M.
  • Prelude Capital Management fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $5.64M.
  • Prelude Capital Management's ten largest holdings make up 9.5% of its $710M portfolio in Q3 2014.
  • Prelude Capital Management opened 584 new positions and closed 638 in Q3 2014.
  • Prelude Capital Management's portfolio value fell 6% quarter-over-quarter to $710M.

Based on Prelude Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.