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Prelude Capital Management Portfolio holdings

AUM $1.31B
1-Year Est. Return 62.02%
This Fund
S&P 500
This Quarter Est. Return
-0.12%
1 Year Est. Return
+62.02%
3 Year Est. Return
+164.16%
5 Year Est. Return
+274.13%
10 Year Est. Return
+2,470.2%
AUM
$3.91B
AUM Growth
+$545M
Cap. Flow
+$210M
Cap. Flow %
5.36%
Top 10 Hldgs %
40.38%
Holding
2,228
New
603
Increased
482
Reduced
356
Closed
557

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$84.4M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$81.5M
3
VAL icon
Valaris
VAL
+$24.1M
4
CAI
CAI International, Inc.
CAI
+$12.6M
5
STMP
Stamps.com, Inc.
STMP
+$11M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$22.9M
2
PRAH
PRA Health Sciences, Inc.
PRAH
+$19.4M
3
PFPT
Proofpoint, Inc.
PFPT
+$19M
4
AAWW
Atlas Air Worldwide Holdings, Inc.
AAWW
+$16.1M
5
MXIM
Maxim Integrated Products
MXIM
+$15.5M

Sector Composition

Rank Sector Weight
1 Financials 9.39%
2 Technology 6.32%
3 Consumer Discretionary 5.14%
4 Industrials 4.27%
5 Communication Services 2.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APGB.U
2076
DELISTED
Apollo Strategic Growth Capital II Units, each consisting of one Class A ordinary share, and one-fifth of one warrant
APGB.U
– –
-241,000
Closed -$2.41M
ICPT
2077
CALL
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
-10,100
Closed -$202K
AAC.U
2078
DELISTED
Ares Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
AAC.U
– –
-59,472
Closed -$580K
TMPOW
2079
DELISTED
Tempo Automation Holdings, Inc. Warrant
TMPOW
– –
-12,500
Closed -$25K
FZT.U
2080
DELISTED
FAST Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-quarter of one redeemable warrant
FZT.U
– –
-10,000
Closed -$100K
KLR
2081
CALL
DELISTED
Kaleyra, Inc.
KLR
– –
-8,571
Closed -$367K
KLR
2082
DELISTED
Kaleyra, Inc.
KLR
– –
-5,666
Closed -$243K
NUVA
2083
DELISTED
NuVasive, Inc.
NUVA
– –
-7,234
Closed -$490K
AMRS
2084
DELISTED
Amyris Inc.
AMRS
– –
-12,000
Closed -$196K
LTCH
2085
DELISTED
Latch, Inc. Common Stock
LTCH
– –
-72,687
Closed -$892K
APPHW
2086
DELISTED
AppHarvest, Inc. Warrants
APPHW
– –
-48,704
Closed -$292K
AJRD
2087
DELISTED
Aerojet Rocketdyne Holdings
AJRD
– –
-87,583
Closed -$4.23M
FMIVU
2088
DELISTED
Forum Merger IV Corporation Unit
FMIVU
– –
-127,750
Closed -$1.28M
BWAC
2089
DELISTED
BETTER WORLD ACQUISITION CORP. Common Stock
BWAC
– –
-30,784
Closed -$307K
EOCW.U
2090
DELISTED
Elliott Opportunity II Corp. Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
EOCW.U
– –
-148,200
Closed -$1.48M
JUGGU
2091
DELISTED
Jaws Juggernaut Acquisition Corporation Unit
JUGGU
– –
-270,900
Closed -$2.73M
HCNEU
2092
DELISTED
Jaws Hurricane Acquisition Corp. Unit
HCNEU
– –
-230,000
Closed -$2.31M
SUMO
2093
DELISTED
Sumo Logic, Inc. Common Stock
SUMO
– –
-52,648
Closed -$1.09M
BRIVU
2094
DELISTED
B. Riley Principal 250 Merger Corp. Units
BRIVU
– –
-350,000
Closed -$3.48M
JNCE
2095
DELISTED
Jounce Therapeutics, Inc. Common Stock
JNCE
– –
-11,400
Closed -$78K
PRVB
2096
DELISTED
Provention Bio, Inc. Common Stock
PRVB
– –
-11,300
Closed -$95K
EVOP
2097
DELISTED
EVO Payments, Inc. Class A Common Stock
EVOP
– –
-13,395
Closed -$372K
AGGRU
2098
DELISTED
Agile Growth Corp Units
AGGRU
– –
-20,000
Closed -$199K
ESM.U
2099
DELISTED
ESM Acquisition Corporation Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
ESM.U
– –
-27,750
Closed -$278K
FRSG
2100
DELISTED
First Reserve Sustainable Growth Corp. Class A Common Stock
FRSG
– –
-25,000
Closed -$243K
82 83
84
85 86

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Prelude Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Prelude Capital Management held 2,228 positions worth $3.91B, up 16% from $3.36B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Prelude Capital Management deployed $210M of net new capital in Q3 2021, opening 603 new positions and adding to 482 existing holdings. Its largest new stake was Vanguard S&P 500 ETF: 208,151 shares worth $82.1M.

By sector, the portfolio is most concentrated in Financials at 9.4% of assets, up from 8.9% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Frontier Communications, an estimated $8.65M trimmed.

  • Prelude Capital Management's largest Q3 2021 buy was Vanguard S&P 500 ETF: 208,151 shares worth $82.1M.
  • Prelude Capital Management added most to Valaris in Q3 2021, an estimated $24.1M increase.
  • Prelude Capital Management's biggest Q3 2021 reduction was Frontier Communications, cutting an estimated $8.65M.
  • Prelude Capital Management fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $22.9M.
  • Prelude Capital Management's ten largest holdings make up 40% of its $3.91B portfolio in Q3 2021.
  • Prelude Capital Management opened 603 new positions and closed 557 in Q3 2021.
  • Prelude Capital Management's portfolio value rose 16% quarter-over-quarter to $3.91B.

Based on Prelude Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.