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Prelude Capital Management Portfolio holdings

AUM $1.31B
1-Year Est. Return 62.02%
This Fund
S&P 500
This Quarter Est. Return
-0.12%
1 Year Est. Return
+62.02%
3 Year Est. Return
+164.16%
5 Year Est. Return
+274.13%
10 Year Est. Return
+2,470.2%
AUM
$3.91B
AUM Growth
+$545M
Cap. Flow
+$210M
Cap. Flow %
5.36%
Top 10 Hldgs %
40.38%
Holding
2,228
New
603
Increased
482
Reduced
356
Closed
557

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$84.4M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$81.5M
3
VAL icon
Valaris
VAL
+$24.1M
4
CAI
CAI International, Inc.
CAI
+$12.6M
5
STMP
Stamps.com, Inc.
STMP
+$11M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$22.9M
2
PRAH
PRA Health Sciences, Inc.
PRAH
+$19.4M
3
PFPT
Proofpoint, Inc.
PFPT
+$19M
4
AAWW
Atlas Air Worldwide Holdings, Inc.
AAWW
+$16.1M
5
MXIM
Maxim Integrated Products
MXIM
+$15.5M

Sector Composition

Rank Sector Weight
1 Financials 9.39%
2 Technology 6.32%
3 Consumer Discretionary 5.14%
4 Industrials 4.27%
5 Communication Services 2.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVRO
2051
DELISTED
NEVRO CORP.
NVRO
– –
-5,380
Closed -$892K
SASR
2052
DELISTED
Sandy Spring Bancorp Inc
SASR
– –
-27,886
Closed -$1.23M
SYRS
2053
DELISTED
Syros Pharmaceuticals, Inc. Common Stock
SYRS
– –
-1,420
Closed -$77K
JWSM.U
2054
DELISTED
Jaws Mustang Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
JWSM.U
– –
-126,154
Closed -$1.23M
KA
2055
DELISTED
Kineta, Inc. Common Stock
KA
– –
-1,866
Closed -$152K
ALIM
2056
DELISTED
Alimera Sciences
ALIM
– –
-18,036
Closed -$164K
PLMIU
2057
DELISTED
Plum Acquisition Corp. I Units
PLMIU
– –
-125,000
Closed -$1.25M
SLAM
2058
DELISTED
Slam Corp. Class A Ordinary Share
SLAM
– –
-693,464
Closed -$6.72M
ASXC
2059
CALL
DELISTED
Asensus Surgical, Inc.
ASXC
– –
-19,500
Closed -$62K
EFTRW
2060
DELISTED
eFFECTOR Therapeutics, Inc. Warrant
EFTRW
– –
-12,055
Closed -$12K
PXD
2061
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-1,827
Closed -$298K
AEL
2062
DELISTED
American Equity Investment Life Holding Company
AEL
– –
-6,248
Closed -$202K
VIAO
2063
DELISTED
VIA optronics AG American Depositary Shares, each representing one-fifth of an Ordinary Share
VIAO
– –
-127,087
Closed -$1.43M
VIEW
2064
DELISTED
View, Inc. Class A Common Stock
VIEW
– –
-228
Closed -$116K
ROSS
2065
DELISTED
Ross Acquisition Corp II
ROSS
– –
-10,000
Closed -$97K
DHCAU
2066
DELISTED
DHC Acquisition Corp. Unit
DHCAU
– –
-25,000
Closed -$251K
ACAH
2067
DELISTED
Atlantic Coastal Acquisition Corp. Class A Common Stock
ACAH
– –
-30,000
Closed -$290K
GMBL
2068
DELISTED
Esports Entertainment Group Inc. Common Stock
GMBL
– –
0
– -$109K
CSTA
2069
DELISTED
Constellation Acquisition Corp I
CSTA
– –
-10,000
Closed -$98K
HALL
2070
DELISTED
Hallmark Financial Services, Inc.
HALL
– –
-3,721
Closed -$166K
ADEX.WS
2071
DELISTED
Adit EdTech Acquisition Corp Warrants
ADEX.WS
– –
-22,275
Closed -$16K
FRXB
2072
DELISTED
Forest Road Acquisition Corp. II
FRXB
– –
-50,000
Closed -$490K
TBCP
2073
DELISTED
Thunder Bridge Capital Partners III Inc. Class A Common Stock
TBCP
– –
-150,000
Closed -$1.46M
ARCE
2074
DELISTED
Arco Platform Limited Class A Common Shares
ARCE
– –
-13,000
Closed -$399K
CZOO
2075
CALL
DELISTED
Cazoo Group Ltd
CZOO
– –
-6
Closed -$119K
81 82
83
84 85

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Prelude Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Prelude Capital Management held 2,228 positions worth $3.91B, up 16% from $3.36B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Prelude Capital Management deployed $210M of net new capital in Q3 2021, opening 603 new positions and adding to 482 existing holdings. Its largest new stake was Vanguard S&P 500 ETF: 208,151 shares worth $82.1M.

By sector, the portfolio is most concentrated in Financials at 9.4% of assets, up from 8.9% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Frontier Communications, an estimated $8.65M trimmed.

  • Prelude Capital Management's largest Q3 2021 buy was Vanguard S&P 500 ETF: 208,151 shares worth $82.1M.
  • Prelude Capital Management added most to Valaris in Q3 2021, an estimated $24.1M increase.
  • Prelude Capital Management's biggest Q3 2021 reduction was Frontier Communications, cutting an estimated $8.65M.
  • Prelude Capital Management fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $22.9M.
  • Prelude Capital Management's ten largest holdings make up 40% of its $3.91B portfolio in Q3 2021.
  • Prelude Capital Management opened 603 new positions and closed 557 in Q3 2021.
  • Prelude Capital Management's portfolio value rose 16% quarter-over-quarter to $3.91B.

Based on Prelude Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.