We are live on ! Find out more
PCM

Prelude Capital Management Portfolio holdings

AUM $1.31B
1-Year Est. Return 62.02%
This Fund
S&P 500
This Quarter Est. Return
+0.5%
1 Year Est. Return
+62.02%
3 Year Est. Return
+164.16%
5 Year Est. Return
+274.13%
10 Year Est. Return
+2,470.2%
AUM
$710M
AUM Growth
-$45.7M
Cap. Flow
-$39.7M
Cap. Flow %
-5.59%
Top 10 Hldgs %
9.53%
Holding
2,469
New
584
Increased
596
Reduced
458
Closed
638

Top Buys

Rank Stock Value
1
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$6.42M
2
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$5.12M
3
DTV
DIRECTV COM STK (DE)
DTV
+$4.61M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$4.59M
5
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$4.56M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$5.64M
2
LVNTA
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
+$4.48M
3
DS
Drive Shack Inc.
DS
+$4.28M
4
HAWK
Blackhawk Network Holdings, Inc. Common Stock
HAWK
+$3.81M
5
SCCO icon
Southern Copper
SCCO
+$3.7M

Sector Composition

Rank Sector Weight
1 Technology 11.11%
2 Energy 9.76%
3 Consumer Discretionary 8.51%
4 Industrials 8.43%
5 Healthcare 7.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NI icon
2026
CALL
NiSource
NI
$20.4B
– –
-48,610
Closed -$751K
NICE icon
2027
Nice
NICE
$5.97B
– –
-800
Closed -$33K
NKTR icon
2028
CALL
Nektar Therapeutics
NKTR
$2.58B
– –
-213
Closed -$41K
NNI icon
2029
Nelnet
NNI
$4.7B
– –
-900
Closed -$37K
NOW icon
2030
PUT
ServiceNow
NOW
$129B
– –
-15,000
Closed -$186K
NRK icon
2031
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$912M
– –
-1
Closed –
NSC icon
2032
Norfolk Southern
NSC
$75.1B
– –
-4,000
Closed -$412K
NUE icon
2033
Nucor
NUE
$62.1B
– –
-600
Closed -$30K
NUS icon
2034
Nu Skin
NUS
$267M
– –
-3,250
Closed -$240K
NVGS icon
2035
Navigator Holdings
NVGS
$1.28B
– –
-5,316
Closed -$156K
NVMI
2036
Nova
NVMI
$12.5B
– –
-3,000
Closed -$36K
NWSA icon
2037
News Corp Class A
NWSA
$15.4B
– –
-13,425
Closed -$241K
OC icon
2038
Owens Corning
OC
$12.4B
– –
-6,561
Closed -$254K
ODP
2039
DELISTED
ODP
ODP
– –
-720
Closed -$41K
OFG icon
2040
OFG Bancorp
OFG
$2.21B
– –
-7,500
Closed -$138K
OHI icon
2041
Omega Healthcare
OHI
$14.7B
– –
-1,000
Closed -$37K
OII icon
2042
PUT
Oceaneering
OII
$4.77B
– –
-5,000
Closed -$391K
OLN icon
2043
Olin
OLN
$2.12B
– –
-870
Closed -$23K
OMEX icon
2044
Odyssey Marine Exploration
OMEX
$51.8M
– –
-9,854
Closed -$199K
OPY icon
2045
Oppenheimer Holdings
OPY
$1.2B
– –
-700
Closed -$17K
ORCL icon
2046
PUT
Oracle
ORCL
$423B
– –
-10,000
Closed -$405K
OVV icon
2047
Ovintiv
OVV
$16.4B
– –
-1,722
Closed -$204K
OXSQ icon
2048
Oxford Square Capital
OXSQ
$157M
– –
-16,370
Closed -$162K
PAA icon
2049
Plains All American Pipeline
PAA
$16.1B
– –
-970
Closed -$58K
PARA
2050
PUT
DELISTED
Paramount Global Class B
PARA
– –
-14,300
Closed -$889K
80 81
82
83 84

Similar funds

PFBT
Parkside Financial Bank & Trust Saint Louis, Missouri $1.31B AUM 19.14% 1-Year Est. Return
CCP
Clarkston Capital Partners Rochester, Michigan $1.31B AUM 3.79% 1-Year Est. Return
SP
Sherman Porfolios Coeur D'alene, Idaho $1.3B AUM 35.18% 1-Year Est. Return
HCS
Himension Capital (Singapore) Singapore $1.3B AUM 85.53% 1-Year Est. Return
SPC
Silver Point Capital Greenwich, Connecticut $1.3B AUM 18.3% 1-Year Est. Return
GPCM
Greenbrier Partners Capital Management Dallas, Texas $1.3B AUM 21.43% 1-Year Est. Return
MCM
Mainstay Capital Management Grand Blanc, Michigan $1.3B AUM 37.8% 1-Year Est. Return
CC
Casdin Capital New York $1.32B AUM 76.62% 1-Year Est. Return

Prelude Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Prelude Capital Management held 2,469 positions worth $710M, down 6% from $756M the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Prelude Capital Management withdrew a net $39.7M in Q3 2014, closing 638 positions and reducing 458 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $5.64M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.1% a quarter earlier, followed by Energy and Consumer Discretionary.

Against the trend, Prelude Capital Management opened a new position in CONCUR TECHNOLOGIES INC worth $6.4M.

  • Prelude Capital Management's largest Q3 2014 buy was CONCUR TECHNOLOGIES INC: 50,447 shares worth $6.4M.
  • Prelude Capital Management added most to COVIDIEN PLC COM SHS NEW (IRELAND) in Q3 2014, an estimated $6.42M increase.
  • Prelude Capital Management's biggest Q3 2014 reduction was Liberty Interactive Corporation Series A Liberty Ventures, cutting an estimated $4.48M.
  • Prelude Capital Management fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $5.64M.
  • Prelude Capital Management's ten largest holdings make up 9.5% of its $710M portfolio in Q3 2014.
  • Prelude Capital Management opened 584 new positions and closed 638 in Q3 2014.
  • Prelude Capital Management's portfolio value fell 6% quarter-over-quarter to $710M.

Based on Prelude Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.