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Prelude Capital Management Portfolio holdings

AUM $1.31B
1-Year Est. Return 62.02%
This Fund
S&P 500
This Quarter Est. Return
+13.15%
1 Year Est. Return
+62.02%
3 Year Est. Return
+164.16%
5 Year Est. Return
+274.13%
10 Year Est. Return
+2,470.2%
AUM
$953M
AUM Growth
+$238M
Cap. Flow
+$172M
Cap. Flow %
18.06%
Top 10 Hldgs %
29.58%
Holding
2,093
New
545
Increased
515
Reduced
433
Closed
532

Top Buys

Rank Stock Value
1
WWAV
The WhiteWave Foods Company
WWAV
+$11.6M
2
AVG
AVG Technologies N.V.
AVG
+$7.01M
3
CPHD
Cepheid Inc
CPHD
+$6.51M
4
RAX
Rackspace Hosting Inc
RAX
+$5.42M
5
CST
CST Brands, Inc.
CST
+$4.94M

Top Sells

Rank Stock Value
1
DWA
DREAMWORKS ANIMATION SKG INC CL-A
DWA
+$9.69M
2
DWRE
DEMANDWARE INC COM STK (DE)
DWRE
+$9.36M
3
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$9.2M
4
HTS
HATTERAS FINANCIAL CORP
HTS
+$7.69M
5
TLMR
TALMER BANCORP INC (MI)
TLMR
+$6.72M

Sector Composition

Rank Sector Weight
1 Technology 11.14%
2 Healthcare 9.39%
3 Energy 7%
4 Industrials 6.24%
5 Real Estate 6.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FMD
2001
DELISTED
FIRST MARBLEHEAD CORP COM STK NEW (DE)
FMD
– –
-22,875
Closed -$111K
MESG
2002
DELISTED
XURA INC COM (DE)
MESG
– –
-29,319
Closed -$716K
MKTO
2003
DELISTED
MARKETO INC COM STK (DE)
MKTO
– –
-12,327
Closed -$429K
FMER
2004
DELISTED
FIRSTMERIT CORP
FMER
– –
-120,030
Closed -$2.43M
QLGC
2005
DELISTED
QLOGIC CORP
QLGC
– –
-241,535
Closed -$3.56M
EJ
2006
DELISTED
E HOUSE (CHINA) HOLDINGS LIMITED
EJ
– –
-197,993
Closed -$1.28M
ELRC
2007
DELISTED
ELECTRO RENT CORP
ELRC
– –
-12,353
Closed -$190K
TUMI
2008
DELISTED
TUMI HLDGS INC COM
TUMI
– –
-110,272
Closed -$2.95M
FUR
2009
DELISTED
WINTHROP REALTY TRUST SHS BENE INT (NEW)
FUR
– –
-3,700
Closed -$33K
FNFG
2010
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
– –
-177,180
Closed -$1.73M
SQI
2011
DELISTED
SCIQUEST, INC. COMMON STOCK
SQI
– –
-17,861
Closed -$315K
EXAM
2012
DELISTED
EXAMWORKS GROUP INC COM STK (DE)
EXAM
– –
-140,719
Closed -$4.9M
MFLX
2013
DELISTED
MULTI-FINELINE ELECTRONIX INC
MFLX
– –
-11,000
Closed -$255K
BNK
2014
DELISTED
C1 FINL INC COM STK (FL)
BNK
– –
-20,000
Closed -$467K
LPSB
2015
DELISTED
LAPORTE BANCORP INC MD COM STK
LPSB
– –
-12,988
Closed -$212K
LDRH
2016
DELISTED
LDR HOLDINGS CORP COM STK
LDRH
– –
-28,565
Closed -$1.05M
CPXX
2017
DELISTED
CELATOR PHARMACEUTICALS INC. COMMON STOCK
CPXX
– –
-157,338
Closed -$4.75M
IHS
2018
DELISTED
IHS INC CL-A COM STK
IHS
– –
-10,126
Closed -$330K
HTS
2019
DELISTED
HATTERAS FINANCIAL CORP
HTS
– –
-468,681
Closed -$7.69M
RSE
2020
DELISTED
ROUSE PPTYS INC COM (DE)
RSE
– –
-20,950
Closed -$382K
XNPT
2021
DELISTED
XENOPORT, INC.
XNPT
– –
-18,121
Closed -$128K
FCTY
2022
DELISTED
1st Century Bancshares
FCTY
– –
-76,196
Closed -$855K
UNTD
2023
DELISTED
UNITED ONLINE INC COM NEW
UNTD
– –
-154,625
Closed -$1.7M
AVNU
2024
DELISTED
AVENUE FINL HLDGS INC COM STK (TN)
AVNU
– –
-137,738
Closed -$2.71M
CPGX
2025
DELISTED
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
– –
-360,765
Closed -$9.2M
79 80
81
82 83

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HCS
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GPCM
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Prelude Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Prelude Capital Management held 2,093 positions worth $953M, up 33% from $715M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Prelude Capital Management deployed $172M of net new capital in Q3 2016, opening 545 new positions and adding to 515 existing holdings. Its largest new stake was The WhiteWave Foods Company: 210,073 shares worth $11.4M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was Alphabet (Google) Class A, an estimated $6.57M trimmed.

  • Prelude Capital Management's largest Q3 2016 buy was The WhiteWave Foods Company: 210,073 shares worth $11.4M.
  • Prelude Capital Management added most to AVG Technologies N.V. in Q3 2016, an estimated $7.01M increase.
  • Prelude Capital Management's biggest Q3 2016 reduction was Alphabet (Google) Class A, cutting an estimated $6.57M.
  • Prelude Capital Management fully exited DREAMWORKS ANIMATION SKG INC CL-A in Q3 2016, selling an estimated $9.69M.
  • Prelude Capital Management's ten largest holdings make up 30% of its $953M portfolio in Q3 2016.
  • Prelude Capital Management opened 545 new positions and closed 532 in Q3 2016.
  • Prelude Capital Management's portfolio value rose 33% quarter-over-quarter to $953M.

Based on Prelude Capital Management's 13F filing for Q3 2016, filed 14 Nov 2016.