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Prelude Capital Management Portfolio holdings

AUM $1.31B
1-Year Est. Return 62.02%
This Fund
S&P 500
This Quarter Est. Return
+0.5%
1 Year Est. Return
+62.02%
3 Year Est. Return
+164.16%
5 Year Est. Return
+274.13%
10 Year Est. Return
+2,470.2%
AUM
$710M
AUM Growth
-$45.7M
Cap. Flow
-$39.7M
Cap. Flow %
-5.59%
Top 10 Hldgs %
9.53%
Holding
2,469
New
584
Increased
596
Reduced
458
Closed
638

Top Buys

Rank Stock Value
1
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$6.42M
2
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$5.12M
3
DTV
DIRECTV COM STK (DE)
DTV
+$4.61M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$4.59M
5
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$4.56M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$5.64M
2
LVNTA
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
+$4.48M
3
DS
Drive Shack Inc.
DS
+$4.28M
4
HAWK
Blackhawk Network Holdings, Inc. Common Stock
HAWK
+$3.81M
5
SCCO icon
Southern Copper
SCCO
+$3.7M

Sector Composition

Rank Sector Weight
1 Technology 11.11%
2 Energy 9.76%
3 Consumer Discretionary 8.51%
4 Industrials 8.43%
5 Healthcare 7.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAS icon
2001
Masco
MAS
$15.3B
– –
-41,894
Closed -$817K
MASI
2002
DELISTED
Masimo
MASI
– –
-5,600
Closed -$132K
MBI icon
2003
MBIA
MBI
$260M
– –
-28,502
Closed -$315K
MDLZ icon
2004
Mondelez International
MDLZ
$79.9B
– –
-1,317
Closed -$50K
MDT icon
2005
CALL
Medtronic
MDT
$112B
– –
-14,000
Closed -$893K
MFC icon
2006
Manulife Financial
MFC
$73.5B
– –
-1,440
Closed -$29K
MFIN icon
2007
Medallion Financial
MFIN
$250M
– –
-5,200
Closed -$65K
MGPI icon
2008
MGP Ingredients
MGPI
$375M
– –
-3,100
Closed -$25K
MHO icon
2009
M/I Homes
MHO
$3.84B
– –
-7,100
Closed -$172K
MIND icon
2010
MIND Technology
MIND
$46.2M
– –
-60
Closed -$8K
MKSI icon
2011
MKS Inc
MKSI
$20.6B
– –
-500
Closed -$16K
MLAB icon
2012
Mesa Laboratories
MLAB
$574M
– –
-400
Closed -$34K
MNKD icon
2013
PUT
MannKind Corp
MNKD
$1.32B
– –
-2,240
Closed -$123K
MPX
2014
DELISTED
Marine Products Corp
MPX
– –
-5,100
Closed -$42K
MRTN icon
2015
Marten Transport
MRTN
$1.22B
– –
-7,250
Closed -$65K
MSTR icon
2016
Strategy Inc
MSTR
$38.4B
– –
-3,000
Closed -$42K
MU icon
2017
CALL
Micron Technology
MU
$991B
– –
-6,000
Closed -$198K
MX icon
2018
Magnachip Semiconductor
MX
$145M
– –
-3,600
Closed -$51K
MYGN icon
2019
PUT
Myriad Genetics
MYGN
$312M
– –
-7,400
Closed -$288K
NAD icon
2020
Nuveen Quality Municipal Income Fund
NAD
$2.78B
– –
-1
Closed –
NAT icon
2021
Nordic American Tanker
NAT
$1.37B
– –
-2,361
Closed -$22K
NEO icon
2022
NeoGenomics
NEO
$2.13B
– –
-7,500
Closed -$25K
NFBK
2023
DELISTED
Northfield Bancorp
NFBK
– –
-43,000
Closed -$564K
NFLX icon
2024
PUT
Netflix
NFLX
$309B
– –
-70,000
Closed -$441K
NHC icon
2025
National Healthcare
NHC
$3.37B
– –
-700
Closed -$39K
79 80
81
82 83

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PFBT
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CCP
Clarkston Capital Partners Rochester, Michigan $1.31B AUM 3.79% 1-Year Est. Return
SP
Sherman Porfolios Coeur D'alene, Idaho $1.3B AUM 35.18% 1-Year Est. Return
HCS
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SPC
Silver Point Capital Greenwich, Connecticut $1.3B AUM 18.3% 1-Year Est. Return
GPCM
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MCM
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CC
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Prelude Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Prelude Capital Management held 2,469 positions worth $710M, down 6% from $756M the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Prelude Capital Management withdrew a net $39.7M in Q3 2014, closing 638 positions and reducing 458 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $5.64M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.1% a quarter earlier, followed by Energy and Consumer Discretionary.

Against the trend, Prelude Capital Management opened a new position in CONCUR TECHNOLOGIES INC worth $6.4M.

  • Prelude Capital Management's largest Q3 2014 buy was CONCUR TECHNOLOGIES INC: 50,447 shares worth $6.4M.
  • Prelude Capital Management added most to COVIDIEN PLC COM SHS NEW (IRELAND) in Q3 2014, an estimated $6.42M increase.
  • Prelude Capital Management's biggest Q3 2014 reduction was Liberty Interactive Corporation Series A Liberty Ventures, cutting an estimated $4.48M.
  • Prelude Capital Management fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $5.64M.
  • Prelude Capital Management's ten largest holdings make up 9.5% of its $710M portfolio in Q3 2014.
  • Prelude Capital Management opened 584 new positions and closed 638 in Q3 2014.
  • Prelude Capital Management's portfolio value fell 6% quarter-over-quarter to $710M.

Based on Prelude Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.