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Prelude Capital Management Portfolio holdings

AUM $1.31B
1-Year Est. Return 62.01%
This Fund
S&P 500
This Quarter Est. Return
+11.91%
1 Year Est. Return
+62.01%
3 Year Est. Return
+164.15%
5 Year Est. Return
+274.12%
10 Year Est. Return
+2,470.02%
AUM
$619M
AUM Growth
+$153M
Cap. Flow
+$108M
Cap. Flow %
17.48%
Top 10 Hldgs %
23.79%
Holding
1,975
New
1,076
Increased
246
Reduced
281
Closed
278

Top Buys

Rank Stock Value
1
NTAP icon
NetApp
NTAP
+$3.42M
2
HRI icon
Herc Holdings
HRI
+$2.74M
3
JOSB
JOS A BANK CLOTHIERS INC
JOSB
+$2.4M
4
HOUS
Anywhere Real Estate
HOUS
+$2.24M
5
EGN
Energen
EGN
+$2.23M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.9M
2
NUE icon
Nucor
NUE
+$2.82M
3
LKM
Link Motion Inc.
LKM
+$2.62M
4
GLD icon
SPDR Gold Trust
GLD
+$2.26M
5
GDI
GARDNER DENVER,INC
GDI
+$2.25M

Sector Composition

Rank Sector Weight
1 Energy 11.58%
2 Consumer Discretionary 7.63%
3 Industrials 6.66%
4 Technology 6.27%
5 Real Estate 6.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFF icon
1801
CALL
iShares Preferred and Income Securities ETF
PFF
$13.3B
– –
-1,200
Closed -$47K
PHG icon
1802
Philips
PHG
$26B
– –
-22,402
Closed -$231K
PLCE icon
1803
Children's Place
PLCE
$58M
– –
-9,000
Closed -$493K
PMT
1804
PennyMac Mortgage Investment
PMT
$824M
– –
-6,150
Closed -$129K
PNNT
1805
Pennant Park Investment Corp
PNNT
$227M
– –
-51,871
Closed -$573K
PODD icon
1806
PUT
Insulet
PODD
$9.23B
– –
-4,000
Closed -$126K
QQQ icon
1807
PUT
Invesco QQQ Trust
QQQ
$480B
– –
-4,000
Closed -$285K
RRGB icon
1808
Red Robin
RRGB
$151M
– –
-1,606
Closed -$89K
SDS icon
1809
ProShares UltraShort S&P500
SDS
$393M
– –
-50
Closed -$204K
SDY icon
1810
PUT
State Street SPDR S&P Dividend ETF
SDY
$23.8B
– –
-20,000
Closed -$1.33M
SHEN icon
1811
Shenandoah Telecom
SHEN
$720M
– –
-10,604
Closed -$88K
SKX
1812
DELISTED
Skechers
SKX
– –
-60,000
Closed -$480K
SLV icon
1813
CALL
iShares Silver Trust
SLV
$29.9B
– –
-18,000
Closed -$341K
SMP icon
1814
Standard Motor Products
SMP
$881M
– –
-2,452
Closed -$84K
SPXU icon
1815
ProShares UltraPro Short S&P 500
SPXU
$394M
– –
-4
Closed -$173K
SPY icon
1816
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$819B
– –
-11,000
Closed -$1.76M
STX icon
1817
CALL
Seagate
STX
$190B
– –
-20,000
Closed -$897K
STX icon
1818
PUT
Seagate
STX
$190B
– –
-10,000
Closed -$448K
SU icon
1819
CALL
Suncor Energy
SU
$74.2B
– –
-63,800
Closed -$1.88M
SWBI icon
1820
Smith & Wesson
SWBI
$658M
– –
-18,669
Closed -$143K
TCPC icon
1821
BlackRock TCP Capital
TCPC
$294M
– –
-5,276
Closed -$88K
THG icon
1822
Hanover Insurance
THG
$7.98B
– –
-1,685
Closed -$82K
THO icon
1823
Thor Industries
THO
$4.14B
– –
-1,744
Closed -$92.5K
TLT icon
1824
iShares 20+ Year Treasury Bond ETF
TLT
$41.8B
– –
-2,500
Closed -$265K
TMO icon
1825
Thermo Fisher Scientific
TMO
$214B
– –
-600
Closed -$51K
71 72
73
74 75

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PFBT
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CCP
Clarkston Capital Partners Rochester, Michigan $1.31B AUM 3.79% 1-Year Est. Return
SP
Sherman Porfolios Coeur D'alene, Idaho $1.3B AUM 35.18% 1-Year Est. Return
WGAM
Wilkinson Global Asset Management New York $1.31B AUM 17.03% 1-Year Est. Return
HCS
Himension Capital (Singapore) Singapore $1.3B AUM 85.53% 1-Year Est. Return
B
BloombergSen Toronto, Ontario, Canada $1.31B AUM 8.32% 1-Year Est. Return
SPC
Silver Point Capital Greenwich, Connecticut $1.3B AUM 18.3% 1-Year Est. Return
GPCM
Greenbrier Partners Capital Management Dallas, Texas $1.3B AUM 21.43% 1-Year Est. Return

Prelude Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Prelude Capital Management held 1,975 positions worth $619M, up 33% from $466M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Prelude Capital Management deployed $108M of net new capital in Q3 2013, opening 1,076 new positions and adding to 246 existing holdings. Its largest new stake was NetApp: 82,300 shares worth $3.51M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, up from 10% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Apple, an estimated $2.9M trimmed.

  • Prelude Capital Management's largest Q3 2013 buy was NetApp: 82,300 shares worth $3.51M.
  • Prelude Capital Management added most to Herc Holdings in Q3 2013, an estimated $2.74M increase.
  • Prelude Capital Management's biggest Q3 2013 reduction was Apple, cutting an estimated $2.9M.
  • Prelude Capital Management fully exited Nucor in Q3 2013, selling an estimated $2.82M.
  • Prelude Capital Management's ten largest holdings make up 24% of its $619M portfolio in Q3 2013.
  • Prelude Capital Management opened 1,076 new positions and closed 278 in Q3 2013.
  • Prelude Capital Management's portfolio value rose 33% quarter-over-quarter to $619M.

Based on Prelude Capital Management's 13F filing for Q3 2013, filed 14 Nov 2013.