PCM

Prelude Capital Management Portfolio holdings

AUM $1.02B
1-Year Return 30.93%
This Quarter Return
-4.41%
1 Year Return
+30.93%
3 Year Return
+112.01%
5 Year Return
+170.21%
10 Year Return
+650.33%
AUM
$2.05B
AUM Growth
-$113M
Cap. Flow
+$72.8M
Cap. Flow %
3.56%
Top 10 Hldgs %
18.26%
Holding
2,048
New
478
Increased
367
Reduced
329
Closed
358

Top Buys

1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
$43.2M
2
Y
Alleghany Corporation
Y
$22M
3
SCRMU
Screaming Eagle Acquisition Corp. Unit
SCRMU
$18.3M
4
BABA icon
Alibaba
BABA
$17.3M
5
LI icon
Li Auto
LI
$14.7M

Top Sells

1
KAHC
KKR Acquisition Holdings I Corp.
KAHC
$42M
2
CERN
Cerner Corp
CERN
$23.8M
3
PBCT
People's United Financial Inc
PBCT
$18.7M
4
SCRM
Screaming Eagle Acquisition Corp. Class A Ordinary Shares
SCRM
$16.1M
5
MUB icon
iShares National Muni Bond ETF
MUB
$13.7M

Sector Composition

1 Financials 18.37%
2 Technology 15.76%
3 Industrials 10.15%
4 Consumer Discretionary 9.27%
5 Healthcare 6.83%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TSC
1601
DELISTED
TriState Capital Holdings, Inc.
TSC
– –
-247,528
Closed -$8.23M
DCUE
1602
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
– –
0
– -$299K
OCA
1603
DELISTED
Omnichannel Acquisition Corp.
OCA
– –
-15,192
Closed -$151K
OCDX
1604
DELISTED
Ortho Clinical Diagnostics Holdings plc Ordinary Shares
OCDX
– –
-175,947
Closed -$3.28M
ANAT
1605
DELISTED
American National Group, Inc. Common Stock
ANAT
– –
-36,892
Closed -$6.98M
IIN
1606
DELISTED
IntriCon Corporation
IIN
– –
-46,038
Closed -$1.1M
ZNGA
1607
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-621,569
Closed -$5.74M
OTRAW
1608
DELISTED
OTR Acquisition Corp. Warrant
OTRAW
– –
-13,601
Closed -$3K
MIME
1609
DELISTED
Mimecast Limited
MIME
– –
-94,101
Closed -$7.49M
ARTA
1610
DELISTED
Artisan Acquisition Corp. Class A Ordinary Shares
ARTA
– –
-209,417
Closed -$2.07M
XENT
1611
DELISTED
Intersect ENT, Inc
XENT
– –
-197,047
Closed -$5.52M
EPAY
1612
DELISTED
Bottomline Technologies Inc
EPAY
– –
-79,233
Closed -$4.49M
JOBS
1613
DELISTED
51job, Inc.
JOBS
– –
-29,904
Closed -$1.75M
HBP
1614
DELISTED
Huttig Building Products, Inc.
HBP
– –
-122,710
Closed -$1.31M
ECOL
1615
DELISTED
US Ecology, Inc.
ECOL
– –
-155,138
Closed -$7.43M
MGP
1616
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
– –
-90,010
Closed -$3.48M
ALACW
1617
DELISTED
Alberton Acquisition Corporation Warrant
ALACW
– –
-24,100
Closed -$6K
VOLT
1618
DELISTED
Volt Information Sciences, Inc.
VOLT
– –
-519,428
Closed -$3.11M
CHPMW
1619
DELISTED
CHP Merger Corp. Warrant
CHPMW
– –
-72,294
Closed -$12K
FOE
1620
DELISTED
Ferro Corporation
FOE
– –
-243,986
Closed -$5.3M
HMHC
1621
DELISTED
Houghton Mifflin Harcourt Company
HMHC
– –
-533,242
Closed -$11.2M
TLMD
1622
DELISTED
SOC Telemed, Inc. Class A Common Stock
TLMD
– –
-506,757
Closed -$1.52M
ISBC
1623
DELISTED
Investors Bancorp, Inc.
ISBC
– –
-673,370
Closed -$10.1M
RVI
1624
DELISTED
Retail Value Inc. Common Shares
RVI
– –
-50,000
Closed -$153K
FLOW
1625
DELISTED
SPX FLOW, Inc.
FLOW
– –
-138,329
Closed -$11.9M
63 64
65
66 67