PCM

Prelude Capital Management Portfolio holdings

AUM $1.02B
1-Year Return 30.93%
This Quarter Return
-4.41%
1 Year Return
+30.93%
3 Year Return
+112.01%
5 Year Return
+170.21%
10 Year Return
+650.33%
AUM
$2.05B
AUM Growth
-$113M
Cap. Flow
+$72.8M
Cap. Flow %
3.56%
Top 10 Hldgs %
18.26%
Holding
2,048
New
478
Increased
367
Reduced
329
Closed
358

Top Buys

1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
$43.2M
2
Y
Alleghany Corporation
Y
$22M
3
SCRMU
Screaming Eagle Acquisition Corp. Unit
SCRMU
$18.3M
4
BABA icon
Alibaba
BABA
$17.3M
5
LI icon
Li Auto
LI
$14.7M

Top Sells

1
KAHC
KKR Acquisition Holdings I Corp.
KAHC
$42M
2
CERN
Cerner Corp
CERN
$23.8M
3
PBCT
People's United Financial Inc
PBCT
$18.7M
4
SCRM
Screaming Eagle Acquisition Corp. Class A Ordinary Shares
SCRM
$16.1M
5
MUB icon
iShares National Muni Bond ETF
MUB
$13.7M

Sector Composition

1 Financials 18.37%
2 Technology 15.76%
3 Industrials 10.15%
4 Consumer Discretionary 9.27%
5 Healthcare 6.83%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
USWS
1576
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
– –
-25,000
Closed -$165K
LUXA
1577
DELISTED
Lux Health Tech Acquisition Corp. Class A Common Stock
LUXA
– –
-100,600
Closed -$992K
PAQC
1578
DELISTED
Provident Acquisition Corp. Class A Ordinary Shares
PAQC
– –
-57,836
Closed -$570K
ZY
1579
DELISTED
Zymergen Inc. Common Stock
ZY
– –
-42,648
Closed -$123K
TGA
1580
DELISTED
Transglobe Energy Corp
TGA
– –
-29,022
Closed -$106K
FVIV.WS
1581
DELISTED
Fortress Value Acquisition Corp. IV Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
FVIV.WS
– –
-12,500
Closed -$7K
IEA
1582
DELISTED
Infrastructure and Energy Alternatives, Inc. Common Stock
IEA
– –
-18,444
Closed -$219K
AVAN.WS
1583
DELISTED
Avanti Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AVAN.WS
– –
-11,750
Closed -$3K
VYGG
1584
DELISTED
Vy Global Growth
VYGG
– –
-100,000
Closed -$990K
AVGOP
1585
DELISTED
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
– –
-240
Closed -$471K
EMBK
1586
DELISTED
Embark Technology, Inc. Common Stock
EMBK
– –
-514
Closed -$61K
RBAC.WS
1587
DELISTED
RedBall Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordina
RBAC.WS
– –
-50,000
Closed -$43K
MIC
1588
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
– –
-35,056
Closed -$131K
GLSPU
1589
DELISTED
Global SPAC Partners Co. Unit
GLSPU
– –
-11,020
Closed -$113K
RICO
1590
DELISTED
Agrico Acquisition Corp. Class A Ordinary Shares
RICO
– –
-175,000
Closed -$1.77M
RICOW
1591
DELISTED
Agrico Acquisition Corp. Warrant
RICOW
– –
-95,045
Closed -$20K
APTS
1592
DELISTED
Preferred Apartment Communities, Inc.
APTS
– –
-247,789
Closed -$6.18M
PLAN
1593
DELISTED
Anaplan, Inc.
PLAN
– –
-191,530
Closed -$12.5M
VGII.U
1594
DELISTED
Virgin Group Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fifth
VGII.U
– –
-73,672
Closed -$731K
TCACW
1595
DELISTED
Tuatara Capital Acquisition Corporation Warrant
TCACW
– –
-363,834
Closed -$120K
TCAC
1596
DELISTED
Tuatara Capital Acquisition Corporation Class A Ordinary Shares
TCAC
– –
-27,067
Closed -$267K
GLAQW
1597
DELISTED
Globis Acquisition Corp. Warrant
GLAQW
– –
-16,683
Closed -$9K
TACA.WS
1598
DELISTED
Trepont Acquisition Corp I Redeemable Warrants, each whole warrant exercisable for one Class A ordin
TACA.WS
– –
-13,975
Closed -$2K
TACA
1599
DELISTED
Trepont Acquisition Corp I
TACA
– –
-19,878
Closed -$200K
CERN
1600
DELISTED
Cerner Corp
CERN
– –
-254,533
Closed -$23.8M
62 63
64
65 66