PCM

Prelude Capital Management Portfolio holdings

AUM $1.02B
1-Year Return 30.93%
This Quarter Return
+5.63%
1 Year Return
+30.93%
3 Year Return
+112.01%
5 Year Return
+170.21%
10 Year Return
+650.33%
AUM
$1.18B
AUM Growth
+$138M
Cap. Flow
+$95.5M
Cap. Flow %
8.12%
Top 10 Hldgs %
28.1%
Holding
1,772
New
528
Increased
431
Reduced
304
Closed
388

Top Buys

1
XL
XL Group Ltd.
XL
+$31.6M
2
VR
Validus Hold Ltd
VR
+$23.1M
3
HAWK
Blackhawk Network Holdings, Inc. Common Stock
HAWK
+$21.5M
4
NXPI icon
NXP Semiconductors
NXPI
+$19.1M
5
DST
DST Systems Inc.
DST
+$17.7M

Top Sells

1
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$21.7M
2
SCMP
Sucampo Pharmaceuticals, Inc.
SCMP
+$12.1M
3
CPN
Calpine Corporation
CPN
+$11.5M
4
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$10.5M
5
AAAP
Advanced Accelerator Applications S.A. American Depositary Shares
AAAP
+$10.3M

Sector Composition

1 Technology 23.57%
2 Communication Services 10.08%
3 Healthcare 9.88%
4 Financials 9.52%
5 Consumer Discretionary 6.73%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FRTA
1451
DELISTED
Forterra, Inc
FRTA
– –
-47,883
Closed -$532K
KRA
1452
DELISTED
Kraton Corporation
KRA
– –
-1,194
Closed -$58K
PCOM
1453
DELISTED
Points.com Inc. Common Shares
PCOM
– –
-2,403
Closed -$25K
ATH
1454
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
– –
-9,580
Closed -$495K
ADXS
1455
DELISTED
Advaxis, Inc.
ADXS
– –
-37
Closed -$2K
HRC
1456
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
– –
-300
Closed -$25K
ADMS
1457
DELISTED
Adamas Pharmaceuticals, Inc.
ADMS
– –
-14,051
Closed -$476K
VTA
1458
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
– –
-2,500
Closed -$29K
CLDR
1459
DELISTED
Cloudera, Inc.
CLDR
– –
-4,000
Closed -$66K
SOGO
1460
DELISTED
Sogou Inc. American Depositary Shares, each representing one Class A Ordinary Share
SOGO
– –
-8,000
Closed -$93K
ALXN
1461
DELISTED
Alexion Pharmaceuticals Inc
ALXN
– –
-7,683
Closed -$919K
NAV
1462
DELISTED
Navistar International
NAV
– –
-26,945
Closed -$1.16M
CATM
1463
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
– –
-200
Closed -$4K
HWCC
1464
DELISTED
Houston Wire & Cable Company
HWCC
– –
-596
Closed -$4K
VAR
1465
DELISTED
Varian Medical Systems, Inc.
VAR
– –
-4,612
Closed -$513K
RLH
1466
DELISTED
Red Lions Hotel Corporation
RLH
– –
-1,400
Closed -$14K
CLCT
1467
DELISTED
Collectors Universe
CLCT
– –
-779
Closed -$22K
MVC
1468
DELISTED
MVC Capital, Inc.
MVC
– –
-500
Closed -$5K
GPOR
1469
DELISTED
Gulfport Energy Corp.
GPOR
– –
-121,617
Closed -$1.55M
MLPI
1470
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
– –
-6,600
Closed -$160K
MYOK
1471
DELISTED
MyoKardia, Inc. Common Stock
MYOK
– –
-11,122
Closed -$468K
AMAG
1472
DELISTED
AMAG Pharmaceuticals, Inc.
AMAG
– –
-559
Closed -$7K
WMGI
1473
DELISTED
Wright Medical Group Inc
WMGI
– –
-692
Closed -$15K
IMMU
1474
DELISTED
Immunomedics Inc
IMMU
– –
0
– –
AXAS
1475
DELISTED
Abraxas Petroleum Corporation
AXAS
– –
-158
Closed -$8K
57 58
59
60 61