PCM

Prelude Capital Management Portfolio holdings

AUM $1.02B
1-Year Return 30.93%
This Quarter Return
+4.91%
1 Year Return
+30.93%
3 Year Return
+112.01%
5 Year Return
+170.21%
10 Year Return
+650.33%
AUM
$1.81B
AUM Growth
+$369M
Cap. Flow
+$227M
Cap. Flow %
12.54%
Top 10 Hldgs %
11.86%
Holding
1,861
New
619
Increased
337
Reduced
308
Closed
359

Top Buys

1
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$36.3M
2
PRAH
PRA Health Sciences, Inc.
PRAH
+$19.2M
3
PFPT
Proofpoint, Inc.
PFPT
+$18.7M
4
INFO
IHS Markit Ltd. Common Shares
INFO
+$16.2M
5
NUAN
Nuance Communications, Inc.
NUAN
+$15.9M

Top Sells

1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$39.3M
2
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$37M
3
RP
RealPage, Inc.
RP
+$15.7M
4
HMSY
HMS Holdings Corp.
HMSY
+$14.5M
5
VAR
Varian Medical Systems, Inc.
VAR
+$13.2M

Sector Composition

1 Technology 16.77%
2 Financials 16.48%
3 Consumer Discretionary 12.68%
4 Industrials 11.35%
5 Healthcare 9.29%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CSLT
1401
DELISTED
CASTLIGHT HEALTH, INC.
CSLT
– –
-15,712
Closed -$24K
FMBI
1402
DELISTED
First Midwest Bancorp Inc/IL
FMBI
– –
-52,639
Closed -$1.16M
SBEAU
1403
DELISTED
SilverBox Engaged Merger Corp I Units
SBEAU
– –
-19,125
Closed -$190K
GMIIU
1404
DELISTED
Gores Metropoulos II, Inc. Unit
GMIIU
– –
-20,000
Closed -$202K
ATHN.U
1405
DELISTED
Athena Technology Acquisition Corp. Units, each consisting of one share of Class A Common Stock and
ATHN.U
– –
-17,200
Closed -$170K
NGCAU
1406
DELISTED
NextGen Acquisition Corp. II Units
NGCAU
– –
-10,000
Closed -$99K
DRNA
1407
DELISTED
Dicerna Pharmaceuticals, Inc.
DRNA
– –
-33,943
Closed -$868K
MACQU
1408
DELISTED
MCAP Acquisition Corporation Unit
MACQU
– –
-58,800
Closed -$585K
ISOS.U
1409
DELISTED
Isos Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-third of
ISOS.U
– –
-48,100
Closed -$479K
HRC
1410
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
– –
-3,654
Closed -$404K
LATN
1411
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
– –
-102,693
Closed -$1.03M
ROT.U
1412
DELISTED
Rotor Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of
ROT.U
– –
-15,000
Closed -$150K
PDAC
1413
DELISTED
Peridot Acquisition Corp.
PDAC
– –
-10,000
Closed -$107K
FGNA.WS
1414
DELISTED
FG New America Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A c
FGNA.WS
– –
-50,130
Closed -$77K
FRX.WS
1415
DELISTED
Forest Road Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of C
FRX.WS
– –
-16,100
Closed -$43K
CATM
1416
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
– –
-73,326
Closed -$2.85M
STAY
1417
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
– –
-14,276
Closed -$282K
HWCC
1418
DELISTED
Houston Wire & Cable Company
HWCC
– –
0
– –
GRUB
1419
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
– –
-8,727
Closed -$1.05M
JIH
1420
DELISTED
Juniper Industrial Holdings, Inc.
JIH
– –
-75,304
Closed -$934K
CLGX
1421
DELISTED
Corelogic, Inc.
CLGX
– –
-22,572
Closed -$1.79M
LACQW
1422
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
– –
-11,176
Closed -$9K
PTVCB
1423
DELISTED
Protective Insurance Corporation Class B Common Stock
PTVCB
– –
-24,891
Closed -$569K
STND
1424
DELISTED
Standard AVB Financial Corp. Common Stock
STND
– –
-7,192
Closed -$235K
CUB
1425
DELISTED
Cubic Corporation
CUB
– –
-44,069
Closed -$3.29M
55 56
57
58 59