PCM

Prelude Capital Management Portfolio holdings

AUM $1.02B
1-Year Return 30.93%
This Quarter Return
+4.91%
1 Year Return
+30.93%
3 Year Return
+112.01%
5 Year Return
+170.21%
10 Year Return
+650.33%
AUM
$1.81B
AUM Growth
+$369M
Cap. Flow
+$227M
Cap. Flow %
12.54%
Top 10 Hldgs %
11.86%
Holding
1,861
New
619
Increased
337
Reduced
308
Closed
359

Top Buys

1
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$36.3M
2
PRAH
PRA Health Sciences, Inc.
PRAH
+$19.2M
3
PFPT
Proofpoint, Inc.
PFPT
+$18.7M
4
INFO
IHS Markit Ltd. Common Shares
INFO
+$16.2M
5
NUAN
Nuance Communications, Inc.
NUAN
+$15.9M

Top Sells

1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$39.3M
2
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$37M
3
RP
RealPage, Inc.
RP
+$15.7M
4
HMSY
HMS Holdings Corp.
HMSY
+$14.5M
5
VAR
Varian Medical Systems, Inc.
VAR
+$13.2M

Sector Composition

1 Technology 16.77%
2 Financials 16.48%
3 Consumer Discretionary 12.68%
4 Industrials 11.35%
5 Healthcare 9.29%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GLHAU
1376
DELISTED
Glass Houses Acquisition Corp. Unit
GLHAU
– –
-10,000
Closed -$100K
BTRS
1377
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
– –
-10,399
Closed -$150K
AAQC.U
1378
DELISTED
Accelerate Acquisition Corp. Units, each consisting of one Class A common stock, and one-third of one redeemable warrant
AAQC.U
– –
-100,000
Closed -$993K
TSPQ.U
1379
DELISTED
TCW Special Purpose Acquisition Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
TSPQ.U
– –
-10,000
Closed -$100K
KAHC.U
1380
DELISTED
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
– –
-3,700,000
Closed -$37M
VENAU
1381
DELISTED
Venus Acquisition Corporation Units
VENAU
– –
-14,613
Closed -$146K
CRU.U
1382
DELISTED
Crucible Acquisition Corporation Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
CRU.U
– –
-10,000
Closed -$104K
SBII.U
1383
DELISTED
Sandbridge X2 Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
SBII.U
– –
-20,000
Closed -$200K
FRWAU
1384
DELISTED
PWP Forward Acquisition Corp. I Units
FRWAU
– –
-20,000
Closed -$199K
THCA
1385
DELISTED
Tuscan Holdings Corp. II Common Stock
THCA
– –
-10,000
Closed -$101K
GAPA.U
1386
DELISTED
G&P Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
GAPA.U
– –
-11,000
Closed -$109K
AMPE
1387
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
– –
-99
Closed -$50K
WARR.U
1388
DELISTED
Warrior Technologies Acquisition Company Units,eachconsistingofoneshare ofClassAcommonstockandone-halfofone warrant
WARR.U
– –
-29,250
Closed -$290K
ENDP
1389
DELISTED
Endo International plc
ENDP
– –
0
– –
MILE
1390
DELISTED
Metromile, Inc. Common Stock
MILE
– –
-14,095
Closed -$145K
GSAQU
1391
DELISTED
Global Synergy Acquisition Corp. Units
GSAQU
– –
-16,538
Closed -$165K
PSTH
1392
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
– –
0
– –
GPL
1393
DELISTED
Great Panther Mining Limited
GPL
– –
-9,811
Closed -$76K
BRPMU
1394
DELISTED
B. Riley Principal 150 Merger Corp. Unit
BRPMU
– –
-239,679
Closed -$2.4M
GGPIU
1395
DELISTED
Gores Guggenheim, Inc. Unit
GGPIU
– –
-10,000
Closed -$99K
CERN
1396
DELISTED
Cerner Corp
CERN
– –
-15,985
Closed -$1.15M
TSC
1397
DELISTED
TriState Capital Holdings, Inc.
TSC
– –
-8,898
Closed -$205K
GNOG
1398
DELISTED
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
– –
-30,500
Closed -$412K
HMHC
1399
DELISTED
Houghton Mifflin Harcourt Company
HMHC
– –
-56,427
Closed -$430K
TWNT.U
1400
DELISTED
Tailwind Two Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of
TWNT.U
– –
-20,000
Closed -$198K
54 55
56
57 58