PCM

Prelude Capital Management Portfolio holdings

AUM $1.02B
1-Year Return 30.93%
This Quarter Return
+4.91%
1 Year Return
+30.93%
3 Year Return
+112.01%
5 Year Return
+170.21%
10 Year Return
+650.33%
AUM
$1.81B
AUM Growth
+$369M
Cap. Flow
+$227M
Cap. Flow %
12.54%
Top 10 Hldgs %
11.86%
Holding
1,861
New
619
Increased
337
Reduced
308
Closed
359

Top Buys

1
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$36.3M
2
PRAH
PRA Health Sciences, Inc.
PRAH
+$19.2M
3
PFPT
Proofpoint, Inc.
PFPT
+$18.7M
4
INFO
IHS Markit Ltd. Common Shares
INFO
+$16.2M
5
NUAN
Nuance Communications, Inc.
NUAN
+$15.9M

Top Sells

1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$39.3M
2
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$37M
3
RP
RealPage, Inc.
RP
+$15.7M
4
HMSY
HMS Holdings Corp.
HMSY
+$14.5M
5
VAR
Varian Medical Systems, Inc.
VAR
+$13.2M

Sector Composition

1 Technology 16.77%
2 Financials 16.48%
3 Consumer Discretionary 12.68%
4 Industrials 11.35%
5 Healthcare 9.29%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NMTR
1351
DELISTED
9 Meters Biopharma, Inc. Common Stock
NMTR
– –
-500
Closed -$12K
BGRY
1352
DELISTED
Berkshire Grey, Inc. Class A Common Stock
BGRY
– –
-15,000
Closed -$152K
LSI
1353
DELISTED
Life Storage, Inc.
LSI
– –
-3,512
Closed -$302K
HEXO
1354
DELISTED
HEXO Corp. Common Shares
HEXO
– –
0
– –
KBAL
1355
DELISTED
Kimball International
KBAL
– –
-23,365
Closed -$327K
MGI
1356
DELISTED
MoneyGram International, Inc. New
MGI
– –
-102,288
Closed -$672K
RIDE
1357
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
– –
0
– –
MAXR
1358
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
– –
-9,820
Closed -$371K
BBBY
1359
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-19,606
Closed -$572K
ML
1360
DELISTED
MoneyLion Inc.
ML
– –
0
– –
CRZNU
1361
DELISTED
Corazon Capital V838 Monoceros Corp Unit
CRZNU
– –
-10,000
Closed -$100K
SPKBU
1362
DELISTED
Silver Spike Acquisition Corp II Units
SPKBU
– –
-10,000
Closed -$99K
TBSAU
1363
DELISTED
TB SA Acquisition Corp Unit
TBSAU
– –
-10,000
Closed -$99K
CLAA.U
1364
DELISTED
Colonnade Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fifth of one redeemable warrant
CLAA.U
– –
-40,269
Closed -$397K
FRSGU
1365
DELISTED
First Reserve Sustainable Growth Corp. Unit
FRSGU
– –
-25,043
Closed -$250K
EBACU
1366
DELISTED
European Biotech Acquisition Corp. Units
EBACU
– –
-10,000
Closed -$101K
IBER.U
1367
DELISTED
Ibere Pharmaceuticals Units, each consisting of one Class A ordinary share and one-half of one Redeemable Warrant
IBER.U
– –
-10,000
Closed -$99K
SRNE
1368
DELISTED
Sorrento Therapeutics, Inc.
SRNE
– –
0
– –
LGACU
1369
DELISTED
Lazard Growth Acquisition Corp. I Units
LGACU
– –
-185,399
Closed -$1.85M
AVYA
1370
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
– –
-21,604
Closed -$606K
POWRU
1371
DELISTED
Powered Brands Units
POWRU
– –
-15,000
Closed -$149K
IGAC
1372
DELISTED
IG Acquisition Corp. Class A Common Stock
IGAC
– –
0
– –
FACA.U
1373
DELISTED
Figure Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-fourth of one redeemable warrant
FACA.U
– –
-10,000
Closed -$101K
AFAQU
1374
DELISTED
AF Acquisition Corp. Units
AFAQU
– –
-230,500
Closed -$2.28M
RXRAU
1375
DELISTED
RXR Acquisition Corp. Units
RXRAU
– –
-25,000
Closed -$246K
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55
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