PCM

Prelude Capital Management Portfolio holdings

AUM $1.02B
1-Year Return 30.93%
This Quarter Return
+5.63%
1 Year Return
+30.93%
3 Year Return
+112.01%
5 Year Return
+170.21%
10 Year Return
+650.33%
AUM
$1.18B
AUM Growth
+$138M
Cap. Flow
+$95.5M
Cap. Flow %
8.12%
Top 10 Hldgs %
28.1%
Holding
1,772
New
528
Increased
431
Reduced
304
Closed
388

Top Buys

1
XL
XL Group Ltd.
XL
+$31.6M
2
VR
Validus Hold Ltd
VR
+$23.1M
3
HAWK
Blackhawk Network Holdings, Inc. Common Stock
HAWK
+$21.5M
4
NXPI icon
NXP Semiconductors
NXPI
+$19.1M
5
DST
DST Systems Inc.
DST
+$17.7M

Top Sells

1
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$21.7M
2
SCMP
Sucampo Pharmaceuticals, Inc.
SCMP
+$12.1M
3
CPN
Calpine Corporation
CPN
+$11.5M
4
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$10.5M
5
AAAP
Advanced Accelerator Applications S.A. American Depositary Shares
AAAP
+$10.3M

Sector Composition

1 Technology 23.57%
2 Communication Services 10.08%
3 Healthcare 9.88%
4 Financials 9.52%
5 Consumer Discretionary 6.73%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GNCMA
1326
DELISTED
GCI Liberty, Inc. Class A-1 Common Stock
GNCMA
– –
-10,000
Closed -$390K
SCMP
1327
DELISTED
Sucampo Pharmaceuticals, Inc.
SCMP
– –
-674,446
Closed -$12.1M
CUDA
1328
DELISTED
Barracuda Networks, Inc.
CUDA
– –
-13,132
Closed -$361K
AAAP
1329
DELISTED
Advanced Accelerator Applications S.A. American Depositary Shares
AAAP
– –
-126,261
Closed -$10.3M
BSFT
1330
DELISTED
BroadSoft, Inc.
BSFT
– –
-102,567
Closed -$5.63M
BV
1331
DELISTED
Bazaarvoice, Inc.
BV
– –
-754,209
Closed -$4.11M
BKMU
1332
DELISTED
Bank Mutual Corp
BKMU
– –
-25,563
Closed -$272K
PBNC
1333
DELISTED
PARAGON COMMERCIAL CORPORATION
PBNC
– –
-8,364
Closed -$445K
BETR
1334
DELISTED
Amplify Snack Brands, Inc.
BETR
– –
-453,930
Closed -$5.45M
TIME
1335
DELISTED
Time Inc.
TIME
– –
-28,065
Closed -$518K
IXYS
1336
DELISTED
IXYS Corp
IXYS
– –
-142,842
Closed -$3.42M
SSNI
1337
DELISTED
Silver Spring Networks, Inc.
SSNI
– –
-19,506
Closed -$317K
SYT
1338
DELISTED
Syngenta Ag
SYT
– –
-6,264
Closed -$582K
SBCP
1339
DELISTED
Sunshine Bancorp, Inc
SBCP
– –
-13,630
Closed -$313K
MGCD
1340
DELISTED
MGC Diagnostics Corporation
MGCD
– –
-4,214
Closed -$46K
HSNI
1341
DELISTED
HSN, Inc.
HSNI
– –
-105,335
Closed -$4.25M
POT
1342
DELISTED
Potash Corp Of Saskatchewan
POT
– –
-18,375
Closed -$379K
XBKS
1343
DELISTED
Xenith Bankshares, Inc. Common Stock
XBKS
– –
-61,206
Closed -$2.07M
WFBI
1344
DELISTED
WashingtonFirst Bankshares Inc
WFBI
– –
-9,000
Closed -$308K
UGAZ
1345
DELISTED
VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index ER due February 9, 2
UGAZ
– –
-5
Closed -$4K
GGP
1346
DELISTED
GGP Inc.
GGP
– –
-1,074
Closed -$25K
CRC
1347
DELISTED
California Resources Corporation
CRC
– –
-13,179
Closed -$256K
FMSA
1348
DELISTED
Fairmount Santrol Holdings Inc.
FMSA
– –
-130,000
Closed -$680K
ZGNX
1349
DELISTED
Zogenix, Inc.
ZGNX
– –
-1,200
Closed -$48K
ASCMA
1350
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
– –
-4,603
Closed -$53K
52 53
54
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